ST. JAMES'S PLACE UNIT TRUST GROUP LIMITED

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Senior staff personally approved by the FCA to hold their roles here.

Robert Logan
IRN RXL00062
- (1633)CF21 Investment Adviser (1 Dec 2001 to 11 Dec 2001)
Robert Malenoir Thompson
IRN RMT00004
- (455)CF22 Investment Adviser (Trainee) (1 Dec 2001 to 1 Jan 2002)
Robert Mark Robertson
IRN RMR00001
- (908)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Robert Maxwell Ritchie
IRN RMR01044
- (19)[FCA CF] Significant management (since 6 Jan 2025)
Robert Medwyn Edwards
IRN RME00010
- (1206)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Robert Piazzalunga
IRN RXP00016
- (394)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Robert Rodney Savage
IRN RRS00001
- (1814)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Robert Roy Clarke
IRN RRC00003
- (178)CF21 Investment Adviser (19 Mar 2003 to 3 Jun 2003)
- (177)CF22 Investment Adviser (Trainee) (15 Feb 2002 to 19 Mar 2003)
Robert Sidney Cordery
IRN RSC01035
- (1180)CF16 Significant Mgt (Desgntd Investment Business) (1 Dec 2001 to 3 Jun 2003)
Robert Spain
IRN RCS00029
- (1549)CF21 Investment Adviser (1 Dec 2001 to 5 Mar 2003)

Smaller firms operating under this firm's FCA authorisation.

Equity Finance Brokers (no longer appointed)
FRN 195986 · Appointed 17 May 2001 · Until 3 Jun 2004
Chris Wilkinson Mortgage Services (no longer appointed)
FRN 195781 · Appointed 14 May 2001 · Until 3 Jun 2004
Roger Watts Associates (no longer appointed)
FRN 195780 · Appointed 14 May 2001 · Until 3 Jun 2004
Business Wise Financial Services (no longer appointed)
FRN 195984 · Appointed 14 May 2001 · Until 3 Jun 2004
David Johnson Mortgage & General Services (no longer appointed)
FRN 195985 · Appointed 11 May 2001 · Until 3 Jun 2004
Hon Patrick Orde-Powelett (no longer appointed)
FRN 195696 · Appointed 9 May 2001 · Until 3 Jun 2004
J Smith & Co (no longer appointed)
FRN 202002 · Appointed 9 May 2001 · Until 3 Jun 2004
KGH Consultancies (no longer appointed)
FRN 202001 · Appointed 4 May 2001 · Until 3 Jun 2004
Doncaster Financial Advice Centre Ltd (no longer appointed)
FRN 195678 · Appointed 2 May 2001 · Until 3 Jun 2004
Michael Mellors (no longer appointed)
FRN 195697 · Appointed 1 May 2001 · Until 19 Jan 2004

Updates to this firm's record on the FCA register.

3 days ago
controlled function added: (14)[FCA CF] Client dealing
3 days ago
controlled function added: (13)14. Managing investments
3 days ago
controlled function added: (12)[FCA CF] Functions requiring qualifications
3 days ago
controlled function added: (11)[FCA CF] Client dealing
3 days ago
controlled function added: (10)14. Managing investments
3 days ago
controlled function added: (9)[FCA CF] Significant management
3 days ago
controlled function added: (8)[FCA CF] Material risk taker
3 days ago
controlled function added: (7)[FCA CF] Significant management
3 days ago
controlled function added: (6)[FCA CF] Manager of certification employee
3 days ago
controlled function added: (5)[FCA CF] Functions requiring qualifications

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.