ST. JAMES'S PLACE UK PLC

• Principal Place of Business

  St. James's Place House

  1 Tetbury Road

  Cirencester

  Gloucestershire

  GL7 1FP

  UNITED KINGDOM

  Phone

  +4401285640302

  Web

  https://www.sjp.co.uk

• Complaints Contact

  St. James's Place House

  1 Tetbury Road

  Cirencester

  Gloucestershire

  GL7 1FP

  UNITED KINGDOM

  Phone

  +4401285640302

• Bank Deposits

  For All, Deposit

  Show 1 limitation Hide limitations

  • · Limited to accepting deposits in the course of carrying on insurance business for which the firm holds a permission.

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Professional, Retail (Investment), Personal pension scheme, Rights to or interests in investments (Security)

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · In respect of the firm's Personal pension scheme business, the firm is limited to carrying on this activity in the rights under the personal pension scheme(s) that it operates.

• Arranges Asset Safekeeping

  For Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Manages Insurance Policies

  For All, Life and annuity, Linked long-term, Pension fund management, Permanent health

• Stockbroking

  For Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Retail (Investment), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Spread Bet

  Show 3 limitations Hide limitations

  • · In respect of the firm's Personal pension scheme business, the firm is limited to carrying on this activity in the rights under the personal pension scheme(s) that it operates.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Issues Insurance

  For All, Life and annuity, Linked long-term, Pension fund management, Permanent health

• Runs Personal Pensions

  For Professional, Retail (Investment), Personal pension scheme

• Investment Setup

  For Professional, Retail (Investment), Personal pension scheme, Rights to or interests in investments (Security)

  Show 2 limitations Hide limitations

  • · In respect of the firm's Personal pension scheme business, the firm is limited to carrying on this activity in the rights under the personal pension scheme(s) that it operates.
  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Holds Your Assets

  For Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Andrew John Eastgate

  IRN AJE01054

  • CF21 Investment Adviser (19 Mar 2003 to 3 Jun 2003)
  • CF22 Investment Adviser (Trainee) (23 Sep 2002 to 19 Mar 2003)
• Andrew John Hinchliffe

  IRN AJH00019

  • CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
• Andrew John Humphries

  IRN AJH01341

  • [FCA CF] Significant management (10 Dec 2018 to 31 Dec 2020)
  • [FCA CF] Manager of certification employee (10 Dec 2018 to 1 Jan 2020)
• Andrew John McVeigh

  IRN AJM00101

  • CF21 Investment Adviser (1 Dec 2001 to 24 May 2002)
• Andrew John Pratt

  IRN AJP00060

  • CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
• Andrew John Skinner

  IRN AJS00071

  • CF21 Investment Adviser (1 Dec 2001 to 31 Jul 2002)
• Andrew John Smith

  IRN AJS00011

  • CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
• Andrew John White

  IRN AJW00040

  • CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
• Andrew Jones Walker

  IRN AJW01336

  • CF22 Investment Adviser (Trainee) (11 Mar 2003 to 3 Jun 2003)
• Andrew Kenneth Durkin

  IRN AKD00004

  • CF21 Investment Adviser (1 Dec 2001 to 4 Mar 2002)

• Peter Mole & Co (no longer appointed)

  FRN 225558 · Appointed 18 Jun 2003 · Until 18 Jun 2003

• Primrose Associates Limited (no longer appointed)

  FRN 225355 · Appointed 3 Jun 2003 · Until 24 Nov 2004

• Reid & Co Trust & Estate Planning (no longer appointed)

  FRN 225353 · Appointed 3 Jun 2003 · Until 3 Jun 2003

• Complete Mortgage Centre Ltd (no longer appointed)

  FRN 225354 · Appointed 3 Jun 2003 · Until 3 Jun 2003

• Fundamental Leisure Ltd (no longer appointed)

  FRN 225356 · Appointed 3 Jun 2003 · Until 3 Jun 2003

• Mortgage Hut Ltd (no longer appointed)

  FRN 225014 · Appointed 15 May 2003 · Until 8 Dec 2004

• Alison Rigg Limited (no longer appointed)

  FRN 224993 · Appointed 14 May 2003 · Until 3 Jun 2003

• Nicholas Slater & Co Ltd (no longer appointed)

  FRN 224995 · Appointed 14 May 2003 · Until 3 Jun 2003

• Penney Partnership Ltd (no longer appointed)

  FRN 224994 · Appointed 14 May 2003 · Until 3 Jun 2003

• The Bespoke Mortgage Company (no longer appointed)

  FRN 224996 · Appointed 14 May 2003 · Until 3 Jun 2003

No changes recorded yet.