ST. JAMES'S PLACE UK PLC

• Principal Place of Business

  St. James's Place House

  1 Tetbury Road

  Cirencester

  Gloucestershire

  GL7 1FP

  UNITED KINGDOM

  Phone

  +4401285640302

  Web

  https://www.sjp.co.uk

• Complaints Contact

  St. James's Place House

  1 Tetbury Road

  Cirencester

  Gloucestershire

  GL7 1FP

  UNITED KINGDOM

  Phone

  +4401285640302

• Bank Deposits

  For All, Deposit

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  • · Limited to accepting deposits in the course of carrying on insurance business for which the firm holds a permission.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Professional, Retail (Investment), Personal pension scheme, Rights to or interests in investments (Security)

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  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · In respect of the firm's Personal pension scheme business, the firm is limited to carrying on this activity in the rights under the personal pension scheme(s) that it operates.

• Arranges Asset Safekeeping

  For Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Manages Insurance Policies

  For All, Life and annuity, Linked long-term, Pension fund management, Permanent health

• Stockbroking

  For Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Retail (Investment), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Spread Bet

  Show 3 limitations Hide limitations

  • · In respect of the firm's Personal pension scheme business, the firm is limited to carrying on this activity in the rights under the personal pension scheme(s) that it operates.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Issues Insurance

  For All, Life and annuity, Linked long-term, Pension fund management, Permanent health

• Runs Personal Pensions

  For Professional, Retail (Investment), Personal pension scheme

• Investment Setup

  For Professional, Retail (Investment), Personal pension scheme, Rights to or interests in investments (Security)

  Show 2 limitations Hide limitations

  • · In respect of the firm's Personal pension scheme business, the firm is limited to carrying on this activity in the rights under the personal pension scheme(s) that it operates.
  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Holds Your Assets

  For Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Andrew Lawther

  IRN AXL00050

  • CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
• Andrew Lindsay White

  IRN ALW00024

  • CF21 Investment Adviser (11 Feb 2002 to 3 Jun 2003)
  • CF22 Investment Adviser (Trainee) (1 Dec 2001 to 11 Feb 2002)
• Andrew Mark Jukes

  IRN AMJ00014

  • CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
• Andrew Martin Croft

  IRN AMC01058

  • SMF7 Group Entity Senior Manager (16 Aug 2021 to 1 Dec 2023)
  • SIMF1 Chief Executive Function (27 Jun 2017 to 9 Dec 2018)
  • SMF1 Chief Executive (27 Jun 2017 to 27 Jun 2017)
  • SIMF2 Chief Finance Function (7 Mar 2016 to 1 Jan 2018)
  • CF28 Systems and controls (1 Nov 2007 to 6 Mar 2016)
  • CF29 Significant management (1 Nov 2007 to 29 May 2015)
  • CF19 Significant Mgt (Financial Resources) (13 Jun 2003 to 31 Oct 2007)
  • CF1 Director (13 Jun 2003 to 6 Mar 2016)
  • CF13 Finance (1 Dec 2001 to 31 Oct 2007)
• Andrew Martin Hackney

  IRN AXH00119

  • CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
• Andrew Morrison

  IRN AXM00223

  • CF21 Investment Adviser (1 Dec 2001 to 19 Apr 2002)
• Andrew Neil Greer

  IRN ANG00013

  • CF22 Investment Adviser (Trainee) (13 Nov 2002 to 23 Dec 2002)
• Andrew Newcombe

  IRN AXN00036

  • CF22 Investment Adviser (Trainee) (27 Mar 2003 to 3 Jun 2003)
• Andrew Paul Weatherley

  IRN APW00015

  • CF22 Investment Adviser (Trainee) (6 Feb 2002 to 3 Jun 2003)
• Andrew Philip Drake

  IRN APD01133

  • [FCA CF] Significant management (7 Jul 2021 to 4 Jan 2024)

• Pinkwell Property Search Ltd (no longer appointed)

  FRN 214499 · Appointed 8 Jul 2002 · Until 3 Jun 2003

• Omni Executive Group Ltd (no longer appointed)

  FRN 213158 · Appointed 20 Jun 2002 · Until 3 Jun 2003

• Ian Fraser (no longer appointed)

  FRN 213191 · Appointed 20 Jun 2002 · Until 3 Jun 2003

• D J Neilan Estate Agents (no longer appointed)

  FRN 213157 · Appointed 20 Jun 2002 · Until 3 Jun 2003

• Andy Skinner (no longer appointed)

  FRN 212965 · Appointed 13 Jun 2002 · Until 3 Jun 2003

• Watt UK Insurance Services Ltd (no longer appointed)

  FRN 212907 · Appointed 11 Jun 2002 · Until 3 Jun 2003

• Northern Spire Limited (no longer appointed)

  FRN 212906 · Appointed 11 Jun 2002 · Until 3 Jun 2003

• Jackson Grundy Estate Agents (no longer appointed)

  FRN 212771 · Appointed 31 May 2002 · Until 3 Jun 2003

• Liberty Bishop Wealth Management Ltd (no longer appointed)

  FRN 212005 · Appointed 22 May 2002 · Until 3 Jun 2003

• Hamilton Grove (no longer appointed)

  FRN 211897 · Appointed 17 May 2002 · Until 3 Jun 2003

No changes recorded yet.