ST. JAMES'S PLACE UK PLC
Addresses
The contact details this firm has registered with the FCA.
Principal Place of Business
St. James's Place House1 Tetbury RoadCirencesterGloucestershireGL7 1FPUNITED KINGDOM- Phone
- +4401285640302
Complaints Contact
St. James's Place House1 Tetbury RoadCirencesterGloucestershireGL7 1FPUNITED KINGDOM- Phone
- +4401285640302
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
Bank Deposits
For All, Deposit
Authorised to Operate
Arranges Investments
For Retail (Investment), Professional, Personal pension scheme, Rights to or interests in investments (Security)
Arranges Asset Safekeeping
For Retail (Investment), Professional, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Option (excluding a commodity option and an option on a commodity future), Future (excluding a commodity future and a rolling spot forex contract), Life Policy, Stakeholder pension scheme, Rights to or interests in investments (Security), Rights to or interests in investments (Contractually Based Investments), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Rolling spot forex contract, Spread Bet, Personal pension scheme
Manages Insurance Policies
For All, Life and annuity, Linked long-term, Permanent health, Pension fund management
Stockbroking
For Retail (Investment), Professional, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Option (excluding a commodity option and an option on a commodity future), Future (excluding a commodity future and a rolling spot forex contract), Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Rights to or interests in investments (Security), Rights to or interests in investments (Contractually Based Investments), Commodity Future, Commodity option and option on commodity future, Life Policy, Rolling spot forex contract, Spread Bet, Stakeholder pension scheme, Personal pension scheme
Trades With You Directly
For Retail (Investment), Professional, Eligible Counterparty, Life Policy, Rights to or interests in investments (Contractually Based Investments), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rolling spot forex contract, Spread Bet, Rights to or interests in investments (Security), Personal pension scheme
Issues Insurance
For All, Life and annuity, Linked long-term, Permanent health, Pension fund management
Runs Personal Pensions
For Retail (Investment), Professional, Personal pension scheme
Investment Setup
For Retail (Investment), Professional, Personal pension scheme, Rights to or interests in investments (Security)
Holds Your Assets
For Retail (Investment), Professional, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Option (excluding a commodity option and an option on a commodity future), Future (excluding a commodity future and a rolling spot forex contract), Life Policy, Stakeholder pension scheme, Rights to or interests in investments (Security), Rights to or interests in investments (Contractually Based Investments), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Rolling spot forex contract, Spread Bet, Personal pension scheme
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
- Leslie Neil Gubbins
IRN LNG00004
- (1491)CF22 Investment Adviser (Trainee) (24 Mar 2003 to 3 Jun 2003)
- Linda Ann Lynch
IRN LAL00005
- (1075)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
- Linda Trundle
IRN LDG00001
- (52)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
- Lindsay Gerrard Hopkins
IRN LXH00038
- (1962)CF21 Investment Adviser (1 Dec 2001 to 20 Dec 2002)
- Lloyd William Randall
IRN LWR00002
- (592)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
- Louis McPherson Forbes
IRN LMF01032
- (1547)CF22 Investment Adviser (Trainee) (21 Oct 2003 to 23 Mar 2005)
- Louis Petherick
IRN LXP01287
- (2193)CF28 Systems and controls (28 Jan 2009 to 28 Feb 2010)
- Louise Ann Houghton
IRN LAT00001
- (754)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
- Louise Woollard
IRN LXW00050
- (1507)CF22 Investment Adviser (Trainee) (11 Jun 2003 to 11 Jun 2003)
- Lucy Boyne-Williams
IRN LXB00843
- (36)[FCA CF] Significant management (since 29 Sep 2025)
- (35)[FCA CF] Material risk taker (since 29 Sep 2025)
Appointed representatives
Smaller firms operating under this firm's FCA authorisation.
- Springfield Finance Limited(no longer appointed)
FRN 179651 · Appointed 9 Feb 1981 · Until 3 Jun 2003
Recent activity
Updates to this firm's record on the FCA register.
trading name added: J Rothschild Assurance Public Limited Company
controlled function added: (80)SMF1 Chief Executive
controlled function added: (79)SMF24 Chief Operations
controlled function added: (78)SMF9 Chair of the Governing Body
controlled function added: (77)SMF7 Group Entity Senior Manager
controlled function added: (76)SMF11 Chair of the Audit Committee
controlled function added: (75)SMF7 Group Entity Senior Manager
controlled function added: (74)SMF7 Group Entity Senior Manager
controlled function added: (73)SMF7 Group Entity Senior Manager
controlled function added: (72)SMF18 Other Overall Responsibility