ST. JAMES'S PLACE UK PLC

• Principal Place of Business

  St. James's Place House

  1 Tetbury Road

  Cirencester

  Gloucestershire

  GL7 1FP

  UNITED KINGDOM

  Phone

  +4401285640302

  Web

  https://www.sjp.co.uk

• Complaints Contact

  St. James's Place House

  1 Tetbury Road

  Cirencester

  Gloucestershire

  GL7 1FP

  UNITED KINGDOM

  Phone

  +4401285640302

• Bank Deposits

  For All, Deposit

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  • · Limited to accepting deposits in the course of carrying on insurance business for which the firm holds a permission.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Professional, Retail (Investment), Personal pension scheme, Rights to or interests in investments (Security)

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  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · In respect of the firm's Personal pension scheme business, the firm is limited to carrying on this activity in the rights under the personal pension scheme(s) that it operates.

• Arranges Asset Safekeeping

  For Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Manages Insurance Policies

  For All, Life and annuity, Linked long-term, Pension fund management, Permanent health

• Stockbroking

  For Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Retail (Investment), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Spread Bet

  Show 3 limitations Hide limitations

  • · In respect of the firm's Personal pension scheme business, the firm is limited to carrying on this activity in the rights under the personal pension scheme(s) that it operates.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Issues Insurance

  For All, Life and annuity, Linked long-term, Pension fund management, Permanent health

• Runs Personal Pensions

  For Professional, Retail (Investment), Personal pension scheme

• Investment Setup

  For Professional, Retail (Investment), Personal pension scheme, Rights to or interests in investments (Security)

  Show 2 limitations Hide limitations

  • · In respect of the firm's Personal pension scheme business, the firm is limited to carrying on this activity in the rights under the personal pension scheme(s) that it operates.
  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Holds Your Assets

  For Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Elisabeth Clare Davis

  IRN ECD01025

  • SMF18 Other Overall Responsibility (since 19 Jun 2025)
  • [FCA CF] Manager of certification employee (28 Apr 2025 to 19 Jun 2025)
  • [FCA CF] Significant management (28 Apr 2025 to 19 Jun 2025)
  • [FCA CF] Material risk taker (28 Apr 2025 to 19 Jun 2025)
• Elizabeth Ann Zeffert

  IRN EAZ00001

  • CF22 Investment Adviser (Trainee) (5 Nov 2002 to 5 Nov 2002)
  • CF21 Investment Adviser (5 Nov 2002 to 3 Jun 2003)
• Elizabeth Janet Kelly

  IRN EXK01230

  • SMF18 Other Overall Responsibility (17 Apr 2024 to 23 Apr 2025)
  • SMF24 Chief Operations (16 Aug 2022 to 17 Apr 2024)
  • SMF7 Group Entity Senior Manager (15 May 2020 to 16 Aug 2022)
  • [FCA CF] Material risk taker (22 Jan 2020 to 15 May 2020)
  • [FCA CF] Significant management (1 Jan 2019 to 15 May 2020)
• Elizabeth Nia Richards

  IRN ENR01000

  • CF21 Investment Adviser (29 May 2003 to 3 Jun 2003)
  • CF22 Investment Adviser (Trainee) (26 Jun 2002 to 29 May 2003)
• Emma Kate Griffin

  IRN EKG00002

  • SMF7 Group Entity Senior Manager (21 Dec 2023 to 13 May 2025)
• Emma Victoria Pentelow

  IRN EVP00003

  • CF22 Investment Adviser (Trainee) (21 Sep 2002 to 3 Jun 2003)
• Eric Edward Hollington

  IRN EEH00001

  • CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
• Eric Roger Francis

  IRN ERF00002

  • CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
• Ernest Paul Snow

  IRN EPS00002

  • CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
• Eugene Alexander Nathan

  IRN EAN00001

  • CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)

• Alexander Associates (UK) Ltd (no longer appointed)

  FRN 181756 · Appointed 1 Sep 1995 · Until 3 Jun 2003

• CM Twinn Associates (no longer appointed)

  FRN 181614 · Appointed 1 Jul 1995 · Until 3 Jun 2003

• DNT Consultants (no longer appointed)

  FRN 181746 · Appointed 31 May 1995 · Until 3 Jun 2003

• Domas Nova Limited (no longer appointed)

  FRN 187032 · Appointed 22 May 1995 · Until 28 Feb 2002

• Anthony C Marangos (no longer appointed)

  FRN 179430 · Appointed 1 May 1995 · Until 3 Jun 2003

• Richard Carr (no longer appointed)

  FRN 201083 · Appointed 1 May 1995 · Until 3 Jun 2003

• The Mortgage Desk (no longer appointed)

  FRN 176708 · Appointed 13 Mar 1995 · Until 3 Jun 2003

• Lapada (no longer appointed)

  FRN 201790 · Appointed 17 Feb 1995 · Until 27 Mar 2002

• David Staley (no longer appointed)

  FRN 176197 · Appointed 3 Feb 1995 · Until 3 Jun 2003

• Michael Whitewood (no longer appointed)

  FRN 176198 · Appointed 3 Feb 1995 · Until 3 Jun 2003

No changes recorded yet.