ST. JAMES'S PLACE UK PLC

Open as Markdown
Date authorised
1 April 2013
Companies House
02628062
Last scraped
4 days ago

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    St. James's Place House
    1 Tetbury Road
    Cirencester
    Gloucestershire
    GL7 1FP
    UNITED KINGDOM
    Phone
    +4401285640302
    Web
    https://www.sjp.co.uk

  • Complaints Contact

    St. James's Place House
    1 Tetbury Road
    Cirencester
    Gloucestershire
    GL7 1FP
    UNITED KINGDOM
    Phone
    +4401285640302

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Bank Deposits

    For All, Deposit

  • Authorised to Operate

  • Arranges Investments

    For Retail (Investment), Professional, Personal pension scheme, Rights to or interests in investments (Security)

  • Arranges Asset Safekeeping

    For Retail (Investment), Professional, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Option (excluding a commodity option and an option on a commodity future), Future (excluding a commodity future and a rolling spot forex contract), Life Policy, Stakeholder pension scheme, Rights to or interests in investments (Security), Rights to or interests in investments (Contractually Based Investments), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Rolling spot forex contract, Spread Bet, Personal pension scheme

  • Manages Insurance Policies

    For All, Life and annuity, Linked long-term, Permanent health, Pension fund management

  • Stockbroking

    For Retail (Investment), Professional, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Option (excluding a commodity option and an option on a commodity future), Future (excluding a commodity future and a rolling spot forex contract), Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Rights to or interests in investments (Security), Rights to or interests in investments (Contractually Based Investments), Commodity Future, Commodity option and option on commodity future, Life Policy, Rolling spot forex contract, Spread Bet, Stakeholder pension scheme, Personal pension scheme

  • Trades With You Directly

    For Retail (Investment), Professional, Eligible Counterparty, Life Policy, Rights to or interests in investments (Contractually Based Investments), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rolling spot forex contract, Spread Bet, Rights to or interests in investments (Security), Personal pension scheme

  • Issues Insurance

    For All, Life and annuity, Linked long-term, Permanent health, Pension fund management

  • Runs Personal Pensions

    For Retail (Investment), Professional, Personal pension scheme

  • Investment Setup

    For Retail (Investment), Professional, Personal pension scheme, Rights to or interests in investments (Security)

  • Holds Your Assets

    For Retail (Investment), Professional, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Option (excluding a commodity option and an option on a commodity future), Future (excluding a commodity future and a rolling spot forex contract), Life Policy, Stakeholder pension scheme, Rights to or interests in investments (Security), Rights to or interests in investments (Contractually Based Investments), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Rolling spot forex contract, Spread Bet, Personal pension scheme

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Murray Robert Campbell

    IRN MRC00032

    • (688)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
  • Myles Thomas Churchill

    IRN MTC00001

    • (1572)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
  • Nader Andrew Sheta

    IRN NAS00005

    • (1851)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
  • Nadia Geller

    IRN NXG00003

    • (276)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
  • Nathan Ledward

    IRN NML00007

    • (1322)CF22 Investment Adviser (Trainee) (1 Dec 2001 to 1 Dec 2001)
  • Neil Anthony Franklin

    IRN NAF00009

    • (1347)CF22 Investment Adviser (Trainee) (19 Feb 2003 to 3 Jun 2003)
  • Neil Barkess Holmes

    IRN NBH00003

    • (475)CF21 Investment Adviser (12 Sep 2002 to 3 Jun 2003)
    • (474)CF22 Investment Adviser (Trainee) (1 Dec 2001 to 12 Sep 2002)
  • Neil Brian Taylor

    IRN NBT00001

    • (1848)CF22 Investment Adviser (Trainee) (24 Mar 2003 to 3 Jun 2003)
  • Neil Christopher Pritchard

    IRN NCP00001

    • (1360)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
  • Neil Colin Foreman

    IRN NCF00002

    • (1503)CF22 Investment Adviser (Trainee) (8 May 2003 to 3 Jun 2003)
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Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

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Recent activity

Updates to this firm's record on the FCA register.

  1. trading name added: J Rothschild Assurance Public Limited Company

  2. controlled function added: (80)SMF1 Chief Executive

  3. controlled function added: (79)SMF24 Chief Operations

  4. controlled function added: (78)SMF9 Chair of the Governing Body

  5. controlled function added: (77)SMF7 Group Entity Senior Manager

  6. controlled function added: (76)SMF11 Chair of the Audit Committee

  7. controlled function added: (75)SMF7 Group Entity Senior Manager

  8. controlled function added: (74)SMF7 Group Entity Senior Manager

  9. controlled function added: (73)SMF7 Group Entity Senior Manager

  10. controlled function added: (72)SMF18 Other Overall Responsibility

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