ST. JAMES'S PLACE UK PLC
Addresses
The contact details this firm has registered with the FCA.
Principal Place of Business
St. James's Place House1 Tetbury RoadCirencesterGloucestershireGL7 1FPUNITED KINGDOM- Phone
- +4401285640302
Complaints Contact
St. James's Place House1 Tetbury RoadCirencesterGloucestershireGL7 1FPUNITED KINGDOM- Phone
- +4401285640302
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
Bank Deposits
For All, Deposit
Authorised to Operate
Arranges Investments
For Retail (Investment), Professional, Personal pension scheme, Rights to or interests in investments (Security)
Arranges Asset Safekeeping
For Retail (Investment), Professional, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Option (excluding a commodity option and an option on a commodity future), Future (excluding a commodity future and a rolling spot forex contract), Life Policy, Stakeholder pension scheme, Rights to or interests in investments (Security), Rights to or interests in investments (Contractually Based Investments), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Rolling spot forex contract, Spread Bet, Personal pension scheme
Manages Insurance Policies
For All, Life and annuity, Linked long-term, Permanent health, Pension fund management
Stockbroking
For Retail (Investment), Professional, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Option (excluding a commodity option and an option on a commodity future), Future (excluding a commodity future and a rolling spot forex contract), Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Rights to or interests in investments (Security), Rights to or interests in investments (Contractually Based Investments), Commodity Future, Commodity option and option on commodity future, Life Policy, Rolling spot forex contract, Spread Bet, Stakeholder pension scheme, Personal pension scheme
Trades With You Directly
For Retail (Investment), Professional, Eligible Counterparty, Life Policy, Rights to or interests in investments (Contractually Based Investments), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rolling spot forex contract, Spread Bet, Rights to or interests in investments (Security), Personal pension scheme
Issues Insurance
For All, Life and annuity, Linked long-term, Permanent health, Pension fund management
Runs Personal Pensions
For Retail (Investment), Professional, Personal pension scheme
Investment Setup
For Retail (Investment), Professional, Personal pension scheme, Rights to or interests in investments (Security)
Holds Your Assets
For Retail (Investment), Professional, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Option (excluding a commodity option and an option on a commodity future), Future (excluding a commodity future and a rolling spot forex contract), Life Policy, Stakeholder pension scheme, Rights to or interests in investments (Security), Rights to or interests in investments (Contractually Based Investments), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Rolling spot forex contract, Spread Bet, Personal pension scheme
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
- Nicholas Harold Matthews
IRN NHM00005
- (1159)CF21 Investment Adviser (1 Dec 2001 to 3 Apr 2003)
- Nicholas Honeyman Brown
IRN NXH00004
- (330)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
- Nicholas James Froggatt
IRN NJF00007
- (1415)[FCA CF] Manager of certification employee (1 Jan 2020 to 31 Dec 2020)
- Nicholas James Heard
IRN NJH00004
- (1873)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
- Nicholas James Holmes
IRN NJH00030
- (1818)CF21 Investment Adviser (25 Nov 2002 to 3 Jun 2003)
- (1817)CF22 Investment Adviser (Trainee) (1 Jul 2002 to 25 Nov 2002)
- Nicholas James Hunt
IRN NJH01246
- (1625)[FCA CF] Significant management (1 Jan 2019 to 31 Dec 2022)
- (1624)[FCA CF] Manager of certification employee (1 Jan 2019 to 4 Jan 2021)
- Nicholas James Sykes
IRN NJS00006
- (759)CF21 Investment Adviser (1 Dec 2001 to 7 Jan 2003)
- Nicholas John Arnold Barnes
IRN NJB00051
- (1246)CF21 Investment Adviser (16 May 2002 to 3 Jun 2003)
- Nicholas John Dumbreck
IRN XXD01004
- (2217)CF12 Actuarial (1 Apr 2010 to 30 Oct 2015)
- Nicholas John Pye
IRN NJP00002
- (142)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Appointed representatives
Smaller firms operating under this firm's FCA authorisation.
- Martin Tyerman & Associates(no longer appointed)
FRN 186447 · Appointed 24 Oct 1997 · Until 3 Jun 2003
- North London Financial Services(no longer appointed)
FRN 191947 · Appointed 8 Oct 1997 · Until 3 Jun 2003
- Chancellery Financial Services(no longer appointed)
FRN 201072 · Appointed 1 Oct 1997 · Until 3 Jun 2003
Recent activity
Updates to this firm's record on the FCA register.
trading name added: J Rothschild Assurance Public Limited Company
controlled function added: (80)SMF1 Chief Executive
controlled function added: (79)SMF24 Chief Operations
controlled function added: (78)SMF9 Chair of the Governing Body
controlled function added: (77)SMF7 Group Entity Senior Manager
controlled function added: (76)SMF11 Chair of the Audit Committee
controlled function added: (75)SMF7 Group Entity Senior Manager
controlled function added: (74)SMF7 Group Entity Senior Manager
controlled function added: (73)SMF7 Group Entity Senior Manager
controlled function added: (72)SMF18 Other Overall Responsibility