ST. JAMES'S PLACE UK PLC
Addresses
The contact details this firm has registered with the FCA.
Principal Place of Business
St. James's Place House1 Tetbury RoadCirencesterGloucestershireGL7 1FPUNITED KINGDOM- Phone
- +4401285640302
Complaints Contact
St. James's Place House1 Tetbury RoadCirencesterGloucestershireGL7 1FPUNITED KINGDOM- Phone
- +4401285640302
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
Bank Deposits
For All, Deposit
Authorised to Operate
Arranges Investments
For Retail (Investment), Professional, Personal pension scheme, Rights to or interests in investments (Security)
Arranges Asset Safekeeping
For Retail (Investment), Professional, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Option (excluding a commodity option and an option on a commodity future), Future (excluding a commodity future and a rolling spot forex contract), Life Policy, Stakeholder pension scheme, Rights to or interests in investments (Security), Rights to or interests in investments (Contractually Based Investments), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Rolling spot forex contract, Spread Bet, Personal pension scheme
Manages Insurance Policies
For All, Life and annuity, Linked long-term, Permanent health, Pension fund management
Stockbroking
For Retail (Investment), Professional, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Option (excluding a commodity option and an option on a commodity future), Future (excluding a commodity future and a rolling spot forex contract), Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Rights to or interests in investments (Security), Rights to or interests in investments (Contractually Based Investments), Commodity Future, Commodity option and option on commodity future, Life Policy, Rolling spot forex contract, Spread Bet, Stakeholder pension scheme, Personal pension scheme
Trades With You Directly
For Retail (Investment), Professional, Eligible Counterparty, Life Policy, Rights to or interests in investments (Contractually Based Investments), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rolling spot forex contract, Spread Bet, Rights to or interests in investments (Security), Personal pension scheme
Issues Insurance
For All, Life and annuity, Linked long-term, Permanent health, Pension fund management
Runs Personal Pensions
For Retail (Investment), Professional, Personal pension scheme
Investment Setup
For Retail (Investment), Professional, Personal pension scheme, Rights to or interests in investments (Security)
Holds Your Assets
For Retail (Investment), Professional, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Option (excluding a commodity option and an option on a commodity future), Future (excluding a commodity future and a rolling spot forex contract), Life Policy, Stakeholder pension scheme, Rights to or interests in investments (Security), Rights to or interests in investments (Contractually Based Investments), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Rolling spot forex contract, Spread Bet, Personal pension scheme
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
- Peter Edward Mole
IRN PEM01035
- (437)CF22 Investment Adviser (Trainee) (17 Apr 2003 to 3 Jun 2003)
- Peter Edwards
IRN PXE00031
- (2228)[FCA CF] Manager of certification employee (27 Aug 2025 to 3 Sep 2025)
- (2227)[FCA CF] Material risk taker (19 Feb 2024 to 3 Sep 2025)
- (2225)SMF7 Group Entity Senior Manager (11 Apr 2019 to 19 Feb 2024)
- (2226)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
- Peter Egmont Aneja
IRN PEA00002
- (115)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
- Peter Ellis Sharpe
IRN PES00006
- (1281)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
- Peter Francis Berrell
IRN PFB00021
- (536)CF22 Investment Adviser (Trainee) (24 Feb 2003 to 3 Jun 2003)
- Peter Gary Brooks
IRN PGB00018
- (1577)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
- Peter Geoffrey Cuthbertson
IRN PGC00025
- (1880)CF21 Investment Adviser (17 Apr 2002 to 3 Jun 2003)
- (1879)CF22 Investment Adviser (Trainee) (1 Dec 2001 to 17 Apr 2002)
- Peter Geoffrey Gavin
IRN PGG00003
- (1239)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
- Peter Howard Hudson
IRN PHH00010
- (261)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
- Peter James Allan Thompson
IRN PJT00003
- (214)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Appointed representatives
Smaller firms operating under this firm's FCA authorisation.
- Sol Management Services Ltd(no longer appointed)
FRN 193955 · Appointed 8 Oct 1999 · Until 3 Jun 2003
- Hallmark Financial Planning (Clive Hall)(no longer appointed)
FRN 192438 · Appointed 1 Oct 1999 · Until 3 Jun 2003
- The Total Financial Services Company Ltd(no longer appointed)
FRN 193876 · Appointed 29 Sep 1999 · Until 3 Jun 2003
- Michael D Allen & Associates(no longer appointed)
FRN 192462 · Appointed 27 Sep 1999 · Until 3 Jun 2003
- Braddock Thornton Wealth Management(no longer appointed)
FRN 192479 · Appointed 27 Sep 1999 · Until 3 Jun 2003
- AVW Mortgages (Alan Wiseman)(no longer appointed)
FRN 192337 · Appointed 27 Sep 1999 · Until 3 Jun 2003
- Michael Hocking Associates(no longer appointed)
FRN 193990 · Appointed 27 Sep 1999 · Until 3 Jun 2003
Recent activity
Updates to this firm's record on the FCA register.
trading name added: J Rothschild Assurance Public Limited Company
controlled function added: (80)SMF1 Chief Executive
controlled function added: (79)SMF24 Chief Operations
controlled function added: (78)SMF9 Chair of the Governing Body
controlled function added: (77)SMF7 Group Entity Senior Manager
controlled function added: (76)SMF11 Chair of the Audit Committee
controlled function added: (75)SMF7 Group Entity Senior Manager
controlled function added: (74)SMF7 Group Entity Senior Manager
controlled function added: (73)SMF7 Group Entity Senior Manager
controlled function added: (72)SMF18 Other Overall Responsibility