ST. JAMES'S PLACE UK PLC

• Principal Place of Business

  St. James's Place House

  1 Tetbury Road

  Cirencester

  Gloucestershire

  GL7 1FP

  UNITED KINGDOM

  Phone

  +4401285640302

  Web

  https://www.sjp.co.uk

• Complaints Contact

  St. James's Place House

  1 Tetbury Road

  Cirencester

  Gloucestershire

  GL7 1FP

  UNITED KINGDOM

  Phone

  +4401285640302

• Bank Deposits

  For All, Deposit

  Show 1 limitation Hide limitations

  • · Limited to accepting deposits in the course of carrying on insurance business for which the firm holds a permission.

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Professional, Retail (Investment), Personal pension scheme, Rights to or interests in investments (Security)

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · In respect of the firm's Personal pension scheme business, the firm is limited to carrying on this activity in the rights under the personal pension scheme(s) that it operates.

• Arranges Asset Safekeeping

  For Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Manages Insurance Policies

  For All, Life and annuity, Linked long-term, Pension fund management, Permanent health

• Stockbroking

  For Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Retail (Investment), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Spread Bet

  Show 3 limitations Hide limitations

  • · In respect of the firm's Personal pension scheme business, the firm is limited to carrying on this activity in the rights under the personal pension scheme(s) that it operates.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Issues Insurance

  For All, Life and annuity, Linked long-term, Pension fund management, Permanent health

• Runs Personal Pensions

  For Professional, Retail (Investment), Personal pension scheme

• Investment Setup

  For Professional, Retail (Investment), Personal pension scheme, Rights to or interests in investments (Security)

  Show 2 limitations Hide limitations

  • · In respect of the firm's Personal pension scheme business, the firm is limited to carrying on this activity in the rights under the personal pension scheme(s) that it operates.
  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Holds Your Assets

  For Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Alison Jane Wright

  IRN AJW00131

  • CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
• Alison Lecore King

  IRN ALK00002

  • CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
• Alistair Douglas Quinlan

  IRN ADQ00001

  • CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
• Alistair Graham Coomer

  IRN AGC00001

  • CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
• Alistair Mark Calvin

  IRN AMC00003

  • CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
• Alistair Newall McKelvie

  IRN ANM00004

  • CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
• Alistair Stephen Marriott

  IRN ASM00019

  • CF21 Investment Adviser (30 May 2002 to 27 Aug 2002)
  • CF22 Investment Adviser (Trainee) (1 Feb 2002 to 19 Aug 2002)
• Allan O'Brien

  IRN AXO00003

  • CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
• Allan Peter Bullock

  IRN APB00003

  • CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
• Allen Robert Roberts

  IRN ARR00001

  • CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)

• Oddie Dalton & Co Ltd (no longer appointed)

  FRN 222101 · Appointed 17 Jan 2003 · Until 3 Jun 2003

• David Morley Ltd (no longer appointed)

  FRN 222071 · Appointed 16 Jan 2003 · Until 3 Jun 2003

• David Taylor Estate Agents (no longer appointed)

  FRN 222070 · Appointed 16 Jan 2003 · Until 19 Jan 2004

• TWB (no longer appointed)

  FRN 222051 · Appointed 15 Jan 2003 · Until 3 Jun 2003

• JJ Abdul Nasser (no longer appointed)

  FRN 222001 · Appointed 14 Jan 2003 · Until 3 Jun 2003

• Forrest Tax & Estate Planning (no longer appointed)

  FRN 221944 · Appointed 13 Jan 2003 · Until 3 Jun 2003

• Martin & Martin (no longer appointed)

  FRN 221936 · Appointed 13 Jan 2003 · Until 3 Jun 2003

• Forrest Mortgage Associates (no longer appointed)

  FRN 221946 · Appointed 13 Jan 2003 · Until 3 Jun 2003

• David Raybould (no longer appointed)

  FRN 221942 · Appointed 13 Jan 2003 · Until 3 Jun 2003

• Susan Davies (no longer appointed)

  FRN 221940 · Appointed 13 Jan 2003 · Until 23 Mar 2004

No changes recorded yet.