ST. JAMES'S PLACE UK PLC
Addresses
The contact details this firm has registered with the FCA.
Principal Place of Business
St. James's Place House1 Tetbury RoadCirencesterGloucestershireGL7 1FPUNITED KINGDOM- Phone
- +4401285640302
Complaints Contact
St. James's Place House1 Tetbury RoadCirencesterGloucestershireGL7 1FPUNITED KINGDOM- Phone
- +4401285640302
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
Bank Deposits
For All, Deposit
Authorised to Operate
Arranges Investments
For Retail (Investment), Professional, Personal pension scheme, Rights to or interests in investments (Security)
Arranges Asset Safekeeping
For Retail (Investment), Professional, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Option (excluding a commodity option and an option on a commodity future), Future (excluding a commodity future and a rolling spot forex contract), Life Policy, Stakeholder pension scheme, Rights to or interests in investments (Security), Rights to or interests in investments (Contractually Based Investments), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Rolling spot forex contract, Spread Bet, Personal pension scheme
Manages Insurance Policies
For All, Life and annuity, Linked long-term, Permanent health, Pension fund management
Stockbroking
For Retail (Investment), Professional, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Option (excluding a commodity option and an option on a commodity future), Future (excluding a commodity future and a rolling spot forex contract), Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Rights to or interests in investments (Security), Rights to or interests in investments (Contractually Based Investments), Commodity Future, Commodity option and option on commodity future, Life Policy, Rolling spot forex contract, Spread Bet, Stakeholder pension scheme, Personal pension scheme
Trades With You Directly
For Retail (Investment), Professional, Eligible Counterparty, Life Policy, Rights to or interests in investments (Contractually Based Investments), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rolling spot forex contract, Spread Bet, Rights to or interests in investments (Security), Personal pension scheme
Issues Insurance
For All, Life and annuity, Linked long-term, Permanent health, Pension fund management
Runs Personal Pensions
For Retail (Investment), Professional, Personal pension scheme
Investment Setup
For Retail (Investment), Professional, Personal pension scheme, Rights to or interests in investments (Security)
Holds Your Assets
For Retail (Investment), Professional, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Option (excluding a commodity option and an option on a commodity future), Future (excluding a commodity future and a rolling spot forex contract), Life Policy, Stakeholder pension scheme, Rights to or interests in investments (Security), Rights to or interests in investments (Contractually Based Investments), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Rolling spot forex contract, Spread Bet, Personal pension scheme
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
- Richard Paul Toll
IRN RPT00001
- (1633)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
- Richard Peter Jacques Janvier
IRN RPJ00001
- (2009)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
- Richard Wadeson
IRN RXW00013
- (29)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
- Richard William Horton
IRN RWH00004
- (554)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
- Richard William Pollock
IRN RWP00029
- (1826)CF21 Investment Adviser (13 May 2002 to 3 Jun 2003)
- (1825)CF22 Investment Adviser (Trainee) (1 Dec 2001 to 13 May 2002)
- Richard William Reith
IRN RWR00010
- (2070)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
- Robert Alastair Briggs
IRN RAB00022
- (1354)CF22 Investment Adviser (Trainee) (9 Jun 2003 to 9 Jun 2003)
- Robert Andrew Hughes
IRN RAH01174
- (274)CF22 Investment Adviser (Trainee) (29 May 2002 to 3 Apr 2003)
- Robert Andrew Kidd
IRN RAK00007
- (442)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
- Robert Anthony Barringer
IRN RAB00006
- (1521)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Appointed representatives
Smaller firms operating under this firm's FCA authorisation.
- Perbon Insurance & Financial Services Ltd(no longer appointed)
FRN 201717 · Appointed 22 Jun 2000 · Until 3 Jun 2003
- The Mortgage Bureau (GB) Ltd(no longer appointed)
FRN 193964 · Appointed 14 Jun 2000 · Until 3 Jun 2003
- Bowburn Financial Management(no longer appointed)
FRN 201722 · Appointed 14 Jun 2000 · Until 3 Jun 2003
- The Lifetime Benefit Program Ltd(no longer appointed)
FRN 193962 · Appointed 13 Jun 2000 · Until 3 Jun 2003
- The City Mortgage Company Ltd(no longer appointed)
FRN 193957 · Appointed 8 Jun 2000 · Until 3 Jun 2003
Recent activity
Updates to this firm's record on the FCA register.
trading name added: J Rothschild Assurance Public Limited Company
controlled function added: (80)SMF1 Chief Executive
controlled function added: (79)SMF24 Chief Operations
controlled function added: (78)SMF9 Chair of the Governing Body
controlled function added: (77)SMF7 Group Entity Senior Manager
controlled function added: (76)SMF11 Chair of the Audit Committee
controlled function added: (75)SMF7 Group Entity Senior Manager
controlled function added: (74)SMF7 Group Entity Senior Manager
controlled function added: (73)SMF7 Group Entity Senior Manager
controlled function added: (72)SMF18 Other Overall Responsibility