ST. JAMES'S PLACE UK PLC

• Principal Place of Business

  St. James's Place House

  1 Tetbury Road

  Cirencester

  Gloucestershire

  GL7 1FP

  UNITED KINGDOM

  Phone

  +4401285640302

  Web

  https://www.sjp.co.uk

• Complaints Contact

  St. James's Place House

  1 Tetbury Road

  Cirencester

  Gloucestershire

  GL7 1FP

  UNITED KINGDOM

  Phone

  +4401285640302

• Bank Deposits

  For All, Deposit

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  • · Limited to accepting deposits in the course of carrying on insurance business for which the firm holds a permission.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Professional, Retail (Investment), Personal pension scheme, Rights to or interests in investments (Security)

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  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · In respect of the firm's Personal pension scheme business, the firm is limited to carrying on this activity in the rights under the personal pension scheme(s) that it operates.

• Arranges Asset Safekeeping

  For Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Manages Insurance Policies

  For All, Life and annuity, Linked long-term, Pension fund management, Permanent health

• Stockbroking

  For Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Retail (Investment), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Spread Bet

  Show 3 limitations Hide limitations

  • · In respect of the firm's Personal pension scheme business, the firm is limited to carrying on this activity in the rights under the personal pension scheme(s) that it operates.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Issues Insurance

  For All, Life and annuity, Linked long-term, Pension fund management, Permanent health

• Runs Personal Pensions

  For Professional, Retail (Investment), Personal pension scheme

• Investment Setup

  For Professional, Retail (Investment), Personal pension scheme, Rights to or interests in investments (Security)

  Show 2 limitations Hide limitations

  • · In respect of the firm's Personal pension scheme business, the firm is limited to carrying on this activity in the rights under the personal pension scheme(s) that it operates.
  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Holds Your Assets

  For Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Coomarassen Jason Rungasamy

  IRN CJR00007

  • CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
• Craig Alan Showell

  IRN CAS00003

  • CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
• Craig Donald John Masson

  IRN CDM00003

  • CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
• Craig Gordon Gentle

  IRN CGG01033

  • SMF2 Chief Finance (10 Dec 2018 to 21 Jul 2024)
  • SIMF2 Chief Finance Function (18 Dec 2017 to 9 Dec 2018)
  • SIMF4 Chief Risk Function (20 Aug 2016 to 29 Jan 2018)
• Craig John Warren-Lee

  IRN CJL00059

  • CF21 Investment Adviser (2 Oct 2002 to 3 Jun 2003)
  • CF22 Investment Adviser (Trainee) (1 Dec 2001 to 2 Oct 2002)
• Craig Julian Lister

  IRN CJL00003

  • CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
• Craig Kerr Robertson

  IRN CKR00001

  • CF21 Investment Adviser (12 Sep 2002 to 3 Jun 2003)
  • CF22 Investment Adviser (Trainee) (1 Dec 2001 to 12 Sep 2002)
• Craig McMillan Tweedley

  IRN CMT00010

  • CF21 Investment Adviser (29 May 2003 to 3 Jun 2003)
  • CF22 Investment Adviser (Trainee) (16 Aug 2002 to 29 May 2003)
• Craig Scrimgeour Mackay

  IRN CSM00011

  • CF21 Investment Adviser (25 Mar 2003 to 3 Jun 2003)
  • CF22 Investment Adviser (Trainee) (9 Oct 2002 to 25 Mar 2003)
• Crispin James Hiney

  IRN CJH00031

  • CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)

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  FRN 223710 · Appointed 18 Mar 2003 · Until 3 Jun 2003

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  FRN 223357 · Appointed 6 Mar 2003 · Until 3 Jun 2003

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  FRN 223208 · Appointed 28 Feb 2003 · Until 3 Jun 2003

• ACA Asset Finance Ltd (no longer appointed)

  FRN 223209 · Appointed 28 Feb 2003 · Until 3 Jun 2003

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  FRN 223202 · Appointed 28 Feb 2003 · Until 3 Jun 2003

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No changes recorded yet.