ST. JAMES'S PLACE UK PLC

Date authorised
1 April 2013
Companies House
02628062
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    St. James's Place House
    1 Tetbury Road
    Cirencester
    Gloucestershire
    GL7 1FP
    UNITED KINGDOM
    Phone
    +4401285640302
    Web
    https://www.sjp.co.uk

  • Complaints Contact

    St. James's Place House
    1 Tetbury Road
    Cirencester
    Gloucestershire
    GL7 1FP
    UNITED KINGDOM
    Phone
    +4401285640302

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Bank Deposits

    For All, Deposit

    Show 1 limitation
    • · Limited to accepting deposits in the course of carrying on insurance business for which the firm holds a permission.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Professional, Retail (Investment), Personal pension scheme, Rights to or interests in investments (Security)

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
    • · In respect of the firm's Personal pension scheme business, the firm is limited to carrying on this activity in the rights under the personal pension scheme(s) that it operates.

  • Arranges Asset Safekeeping

    For Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Manages Insurance Policies

    For All, Life and annuity, Linked long-term, Pension fund management, Permanent health

  • Stockbroking

    For Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Trades With You Directly

    For Eligible Counterparty, Professional, Retail (Investment), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Spread Bet

    Show 3 limitations
    • · In respect of the firm's Personal pension scheme business, the firm is limited to carrying on this activity in the rights under the personal pension scheme(s) that it operates.
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

  • Issues Insurance

    For All, Life and annuity, Linked long-term, Pension fund management, Permanent health

  • Runs Personal Pensions

    For Professional, Retail (Investment), Personal pension scheme

  • Investment Setup

    For Professional, Retail (Investment), Personal pension scheme, Rights to or interests in investments (Security)

    Show 2 limitations
    • · In respect of the firm's Personal pension scheme business, the firm is limited to carrying on this activity in the rights under the personal pension scheme(s) that it operates.
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

  • Holds Your Assets

    For Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Peter Edward Mole

    IRN PEM01035

    • (437)CF22 Investment Adviser (Trainee) (17 Apr 2003 to 3 Jun 2003)
  • Peter Edwards

    IRN PXE00031

    • (2228)[FCA CF] Manager of certification employee (27 Aug 2025 to 3 Sep 2025)
    • (2227)[FCA CF] Material risk taker (19 Feb 2024 to 3 Sep 2025)
    • (2225)SMF7 Group Entity Senior Manager (11 Apr 2019 to 19 Feb 2024)
    • (2226)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
  • Peter Egmont Aneja

    IRN PEA00002

    • (115)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
  • Peter Ellis Sharpe

    IRN PES00006

    • (1281)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
  • Peter Francis Berrell

    IRN PFB00021

    • (536)CF22 Investment Adviser (Trainee) (24 Feb 2003 to 3 Jun 2003)
  • Peter Gary Brooks

    IRN PGB00018

    • (1577)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
  • Peter Geoffrey Cuthbertson

    IRN PGC00025

    • (1880)CF21 Investment Adviser (17 Apr 2002 to 3 Jun 2003)
    • (1879)CF22 Investment Adviser (Trainee) (1 Dec 2001 to 17 Apr 2002)
  • Peter Geoffrey Gavin

    IRN PGG00003

    • (1239)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
  • Peter Howard Hudson

    IRN PHH00010

    • (261)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
  • Peter James Allan Thompson

    IRN PJT00003

    • (214)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
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Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

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Recent activity

Updates to this firm's record on the FCA register.

  1. trading name added: J Rothschild Assurance Public Limited Company

  2. controlled function added: (80)SMF1 Chief Executive

  3. controlled function added: (79)SMF24 Chief Operations

  4. controlled function added: (78)SMF9 Chair of the Governing Body

  5. controlled function added: (77)SMF7 Group Entity Senior Manager

  6. controlled function added: (76)SMF11 Chair of the Audit Committee

  7. controlled function added: (75)SMF7 Group Entity Senior Manager

  8. controlled function added: (74)SMF7 Group Entity Senior Manager

  9. controlled function added: (73)SMF7 Group Entity Senior Manager

  10. controlled function added: (72)SMF18 Other Overall Responsibility

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