ST. JAMES'S PLACE UK PLC

• Principal Place of Business

  St. James's Place House

  1 Tetbury Road

  Cirencester

  Gloucestershire

  GL7 1FP

  UNITED KINGDOM

  Phone

  +4401285640302

  Web

  https://www.sjp.co.uk

• Complaints Contact

  St. James's Place House

  1 Tetbury Road

  Cirencester

  Gloucestershire

  GL7 1FP

  UNITED KINGDOM

  Phone

  +4401285640302

• Bank Deposits

  For All, Deposit

  Show 1 limitation Hide limitations

  • · Limited to accepting deposits in the course of carrying on insurance business for which the firm holds a permission.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Professional, Retail (Investment), Personal pension scheme, Rights to or interests in investments (Security)

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  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · In respect of the firm's Personal pension scheme business, the firm is limited to carrying on this activity in the rights under the personal pension scheme(s) that it operates.

• Arranges Asset Safekeeping

  For Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Manages Insurance Policies

  For All, Life and annuity, Linked long-term, Pension fund management, Permanent health

• Stockbroking

  For Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Retail (Investment), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Spread Bet

  Show 3 limitations Hide limitations

  • · In respect of the firm's Personal pension scheme business, the firm is limited to carrying on this activity in the rights under the personal pension scheme(s) that it operates.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Issues Insurance

  For All, Life and annuity, Linked long-term, Pension fund management, Permanent health

• Runs Personal Pensions

  For Professional, Retail (Investment), Personal pension scheme

• Investment Setup

  For Professional, Retail (Investment), Personal pension scheme, Rights to or interests in investments (Security)

  Show 2 limitations Hide limitations

  • · In respect of the firm's Personal pension scheme business, the firm is limited to carrying on this activity in the rights under the personal pension scheme(s) that it operates.
  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Holds Your Assets

  For Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Lydia Ellen McBride

  IRN LEA00001

  • CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
• Lyle Stewart Watson

  IRN LSW00002

  • CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
• Lyn Baker

  IRN LXB00009

  • CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
• Lyn Mary Grobler

  IRN LXG00392

  • SMF24 Chief Operations (since 5 Jun 2025)
  • [FCA CF] Significant management (2 Jun 2025 to 11 Jun 2025)
  • [FCA CF] Material risk taker (2 Jun 2025 to 11 Jun 2025)
  • [FCA CF] Manager of certification employee (2 Jun 2025 to 11 Jun 2025)
• Lynn Tracey Anderson

  IRN LTA00001

  • CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
• Madeleine Masson

  IRN MXM01831

  • CF22 Investment Adviser (Trainee) (2 Jun 2003 to 3 Jun 2003)
• Malachy James Loughran

  IRN MJL00019

  • CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
• Malcolm Jackson

  IRN MXJ00004

  • CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
• Malcolm John Frost

  IRN MJF00091

  • CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
• Malcolm Jones

  IRN MXJ00020

  • CF21 Investment Adviser (12 Sep 2002 to 3 Jun 2003)
  • CF22 Investment Adviser (Trainee) (11 Feb 2002 to 12 Sep 2002)

• Motley Wealth Management Limited (no longer appointed)

  FRN 207119 · Appointed 30 Oct 2001 · Until 3 Jun 2003

• PFM Financial Solutions (no longer appointed)

  FRN 207116 · Appointed 30 Oct 2001 · Until 3 Jun 2003

• Walter Tow (no longer appointed)

  FRN 207130 · Appointed 30 Oct 2001 · Until 3 Jun 2003

• Clifford Charles Linsdell Mortgage & Business Adviser (no longer appointed)

  FRN 207120 · Appointed 30 Oct 2001 · Until 3 Jun 2003

• Ellis Financial Management (no longer appointed)

  FRN 207127 · Appointed 30 Oct 2001 · Until 3 Jun 2003

• Abacus Insurance Services (no longer appointed)

  FRN 207118 · Appointed 30 Oct 2001 · Until 7 Dec 2004

• Peter Waugh (no longer appointed)

  FRN 207110 · Appointed 29 Oct 2001 · Until 5 Dec 2002

• Resource Consolidated Ltd (no longer appointed)

  FRN 197106 · Appointed 19 Oct 2001 · Until 3 Jun 2003

• Henri Sauleek (no longer appointed)

  FRN 197105 · Appointed 18 Oct 2001 · Until 21 Jan 2004

• Knoyle Properties Ltd (no longer appointed)

  FRN 196994 · Appointed 12 Oct 2001 · Until 23 Apr 2002

No changes recorded yet.