ST. JAMES'S PLACE UK PLC
Addresses
The contact details this firm has registered with the FCA.
Principal Place of Business
St. James's Place House1 Tetbury RoadCirencesterGloucestershireGL7 1FPUNITED KINGDOM- Phone
- +4401285640302
Complaints Contact
St. James's Place House1 Tetbury RoadCirencesterGloucestershireGL7 1FPUNITED KINGDOM- Phone
- +4401285640302
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
Bank Deposits
For All, Deposit
Authorised to Operate
Arranges Investments
For Retail (Investment), Professional, Personal pension scheme, Rights to or interests in investments (Security)
Arranges Asset Safekeeping
For Retail (Investment), Professional, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Option (excluding a commodity option and an option on a commodity future), Future (excluding a commodity future and a rolling spot forex contract), Life Policy, Stakeholder pension scheme, Rights to or interests in investments (Security), Rights to or interests in investments (Contractually Based Investments), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Rolling spot forex contract, Spread Bet, Personal pension scheme
Manages Insurance Policies
For All, Life and annuity, Linked long-term, Permanent health, Pension fund management
Stockbroking
For Retail (Investment), Professional, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Option (excluding a commodity option and an option on a commodity future), Future (excluding a commodity future and a rolling spot forex contract), Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Rights to or interests in investments (Security), Rights to or interests in investments (Contractually Based Investments), Commodity Future, Commodity option and option on commodity future, Life Policy, Rolling spot forex contract, Spread Bet, Stakeholder pension scheme, Personal pension scheme
Trades With You Directly
For Retail (Investment), Professional, Eligible Counterparty, Life Policy, Rights to or interests in investments (Contractually Based Investments), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rolling spot forex contract, Spread Bet, Rights to or interests in investments (Security), Personal pension scheme
Issues Insurance
For All, Life and annuity, Linked long-term, Permanent health, Pension fund management
Runs Personal Pensions
For Retail (Investment), Professional, Personal pension scheme
Investment Setup
For Retail (Investment), Professional, Personal pension scheme, Rights to or interests in investments (Security)
Holds Your Assets
For Retail (Investment), Professional, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Option (excluding a commodity option and an option on a commodity future), Future (excluding a commodity future and a rolling spot forex contract), Life Policy, Stakeholder pension scheme, Rights to or interests in investments (Security), Rights to or interests in investments (Contractually Based Investments), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Rolling spot forex contract, Spread Bet, Personal pension scheme
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
- Roy Lardner
IRN RXL00006
- (2027)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
- Roy Stewart Perkins
IRN RSP00001
- (947)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
- Roy William Duthie
IRN RWD00019
- (1185)CF21 Investment Adviser (1 Dec 2001 to 11 Sep 2002)
- Roy Wood
IRN RXW00012
- (1842)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
- Royston Francis Paul Davies
IRN RFD00008
- (633)CF21 Investment Adviser (1 Dec 2001 to 5 Apr 2002)
- Royston James Fox
IRN RJF00008
- (1864)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
- Royston John Gamble
IRN RJG00042
- (348)CF21 Investment Adviser (1 Dec 2001 to 17 Jul 2002)
- Russell Edward Archer
IRN REA00002
- (1551)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
- Russell Edward Morley
IRN REM00012
- (331)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
- Russell James Ellis
IRN RXE00036
- (123)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Appointed representatives
Smaller firms operating under this firm's FCA authorisation.
- Coversure Insurance Services Franchise(no longer appointed)
FRN 207121 · Appointed 30 Oct 2001 · Until 3 Jun 2003
- Ellis Financial Management(no longer appointed)
FRN 207127 · Appointed 30 Oct 2001 · Until 3 Jun 2003
- Motley Wealth Management Limited(no longer appointed)
FRN 207119 · Appointed 30 Oct 2001 · Until 3 Jun 2003
- Clifford Charles Linsdell Mortgage & Business Adviser(no longer appointed)
FRN 207120 · Appointed 30 Oct 2001 · Until 3 Jun 2003
Recent activity
Updates to this firm's record on the FCA register.
trading name added: J Rothschild Assurance Public Limited Company
controlled function added: (80)SMF1 Chief Executive
controlled function added: (79)SMF24 Chief Operations
controlled function added: (78)SMF9 Chair of the Governing Body
controlled function added: (77)SMF7 Group Entity Senior Manager
controlled function added: (76)SMF11 Chair of the Audit Committee
controlled function added: (75)SMF7 Group Entity Senior Manager
controlled function added: (74)SMF7 Group Entity Senior Manager
controlled function added: (73)SMF7 Group Entity Senior Manager
controlled function added: (72)SMF18 Other Overall Responsibility