Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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St. James's Place Wealth Management Plc
FRN 195351
- 4. Giving personal recommendations on retail investment products which are not broker funds
- Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
- CF1 Director (AR) (since 28 Mar 2014)
- CF30 Customer (since 1 Nov 2007)
- CF4 Partner (AR) (4 Apr 2013 to 19 Mar 2014)
- CF1 Director (AR) (13 Oct 2004 to 26 May 2011)
- CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
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Royston Fox Associates Limited
FRN 550407
- (2)Employed By (since 5 Jul 2011)
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- (1)Employed By (13 Oct 2004 to 23 Jun 2011)
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- CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
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- CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
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- (3)Employed By (1 Dec 2001 to 23 Jun 2011)
Recent activity
Updates to this individual's record on the FCA register.
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controlled function added: (1)Employed By at The City Mortgage Company Ltd