ST. JAMES'S PLACE UK PLC

Principal Place of Business

Phone

+4401285640302

Web

https://www.sjp.co.uk

Complaints Contact

Phone

+4401285640302

Bank Deposits

For All, Deposit

Authorised to Operate

Arranges Investments

For Retail (Investment), Professional, Personal pension scheme, Rights to or interests in investments (Security)

Arranges Asset Safekeeping

For Retail (Investment), Professional, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Option (excluding a commodity option and an option on a commodity future), Future (excluding a commodity future and a rolling spot forex contract), Life Policy, Stakeholder pension scheme, Rights to or interests in investments (Security), Rights to or interests in investments (Contractually Based Investments), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Rolling spot forex contract, Spread Bet, Personal pension scheme

Manages Insurance Policies

For All, Life and annuity, Linked long-term, Permanent health, Pension fund management

Stockbroking

For Retail (Investment), Professional, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Option (excluding a commodity option and an option on a commodity future), Future (excluding a commodity future and a rolling spot forex contract), Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Rights to or interests in investments (Security), Rights to or interests in investments (Contractually Based Investments), Commodity Future, Commodity option and option on commodity future, Life Policy, Rolling spot forex contract, Spread Bet, Stakeholder pension scheme, Personal pension scheme

Trades With You Directly

For Retail (Investment), Professional, Eligible Counterparty, Life Policy, Rights to or interests in investments (Contractually Based Investments), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rolling spot forex contract, Spread Bet, Rights to or interests in investments (Security), Personal pension scheme

Issues Insurance

For All, Life and annuity, Linked long-term, Permanent health, Pension fund management

Runs Personal Pensions

For Retail (Investment), Professional, Personal pension scheme

Investment Setup

For Retail (Investment), Professional, Personal pension scheme, Rights to or interests in investments (Security)

Holds Your Assets

For Retail (Investment), Professional, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Option (excluding a commodity option and an option on a commodity future), Future (excluding a commodity future and a rolling spot forex contract), Life Policy, Stakeholder pension scheme, Rights to or interests in investments (Security), Rights to or interests in investments (Contractually Based Investments), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Rolling spot forex contract, Spread Bet, Personal pension scheme

IRN RWH00023

• (553)CF22 Investment Adviser (Trainee) (26 Feb 2003 to 3 Jun 2003)

IRN RXM00059

• (1378)CF21 Investment Adviser (13 May 2002 to 3 Jun 2003)
• (1377)CF22 Investment Adviser (Trainee) (1 Dec 2001 to 13 May 2002)

IRN RNB00003

• (769)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)

IRN MXL00001

• (439)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)

IRN RXH01915

• (2197)Director of firm who is not a certification employee or a SMF manager (5 Dec 2025 to 31 Dec 2025)
• (2195)SMF9 Chair of the Governing Body (18 Aug 2020 to 6 Jun 2022)
• (2196)SMF7 Group Entity Senior Manager (18 Aug 2020 to 6 Jun 2022)
• (2194)SMF10 Chair of the Risk Committee (18 Aug 2020 to 5 Dec 2025)

IRN RAM00003

• (99)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)

IRN RXC01357

• (540)CF22 Investment Adviser (Trainee) (16 Apr 2002 to 3 Jun 2003)

IRN RIC01032

• (1425)[FCA CF] Significant management (2 Feb 2023 to 18 Mar 2025)

IRN RAD00021

• (2023)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)

IRN RXB01811

• (1057)CF12 Actuarial (2 Oct 2006 to 19 Dec 2006)