ST. JAMES'S PLACE UK PLC

• Principal Place of Business

  St. James's Place House

  1 Tetbury Road

  Cirencester

  Gloucestershire

  GL7 1FP

  UNITED KINGDOM

  Phone

  +4401285640302

  Web

  https://www.sjp.co.uk

• Complaints Contact

  St. James's Place House

  1 Tetbury Road

  Cirencester

  Gloucestershire

  GL7 1FP

  UNITED KINGDOM

  Phone

  +4401285640302

• Bank Deposits

  For All, Deposit

  Show 1 limitation Hide limitations

  • · Limited to accepting deposits in the course of carrying on insurance business for which the firm holds a permission.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Professional, Retail (Investment), Personal pension scheme, Rights to or interests in investments (Security)

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  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · In respect of the firm's Personal pension scheme business, the firm is limited to carrying on this activity in the rights under the personal pension scheme(s) that it operates.

• Arranges Asset Safekeeping

  For Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Manages Insurance Policies

  For All, Life and annuity, Linked long-term, Pension fund management, Permanent health

• Stockbroking

  For Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Retail (Investment), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Spread Bet

  Show 3 limitations Hide limitations

  • · In respect of the firm's Personal pension scheme business, the firm is limited to carrying on this activity in the rights under the personal pension scheme(s) that it operates.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Issues Insurance

  For All, Life and annuity, Linked long-term, Pension fund management, Permanent health

• Runs Personal Pensions

  For Professional, Retail (Investment), Personal pension scheme

• Investment Setup

  For Professional, Retail (Investment), Personal pension scheme, Rights to or interests in investments (Security)

  Show 2 limitations Hide limitations

  • · In respect of the firm's Personal pension scheme business, the firm is limited to carrying on this activity in the rights under the personal pension scheme(s) that it operates.
  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Holds Your Assets

  For Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Anthony David Loehnis

  IRN ADL01046

  • CF2 Non Executive Director (1 Dec 2001 to 12 May 2005)
• Anthony Douglas Owen

  IRN ADO00001

  • CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
• Anthony Francis Newman

  IRN AFN01012

  • CF22 Investment Adviser (Trainee) (30 Dec 2002 to 3 Jun 2003)
• Anthony George Beasley

  IRN TXB00035

  • CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
• Anthony George Burton

  IRN AGB00005

  • CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
• Anthony Glyn Hopkins

  IRN AGH00013

  • CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
• Anthony Herbert Drake

  IRN AHD00015

  • CF21 Investment Adviser (11 Apr 2003 to 3 Jun 2003)
  • CF22 Investment Adviser (Trainee) (13 Jun 2002 to 11 Apr 2003)
• Anthony James Boxford

  IRN AJB00071

  • CF21 Investment Adviser (1 Dec 2001 to 18 Oct 2002)
• Anthony James Smith

  IRN AJS00028

  • CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
• Anthony Jason Bird

  IRN AJB00107

  • CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)

• Mayfair Associates (no longer appointed)

  FRN 210617 · Appointed 25 Mar 2002 · Until 26 Feb 2003

• Financial Solutions Midhurst (no longer appointed)

  FRN 210444 · Appointed 13 Mar 2002 · Until 3 Jun 2003

• Jason McGuire (no longer appointed)

  FRN 209956 · Appointed 19 Feb 2002 · Until 3 Jun 2003

• Chilterns (no longer appointed)

  FRN 209963 · Appointed 19 Feb 2002 · Until 3 Jun 2003

• Border Asset Management (no longer appointed)

  FRN 209501 · Appointed 1 Feb 2002 · Until 3 Jun 2003

• CFH Financial Practice (no longer appointed)

  FRN 209424 · Appointed 31 Jan 2002 · Until 3 Jun 2003

• Robert Thompson (no longer appointed)

  FRN 208754 · Appointed 16 Jan 2002 · Until 3 Jun 2003

• Landmark Independent Mortgage Services (no longer appointed)

  FRN 208700 · Appointed 15 Jan 2002 · Until 18 Oct 2002

• RBIG Corporate Risk Services Ltd (no longer appointed)

  FRN 208666 · Appointed 14 Jan 2002 · Until 17 Feb 2005

• The Will Writer (no longer appointed)

  FRN 208665 · Appointed 14 Jan 2002 · Until 3 Jun 2003

No changes recorded yet.