ST. JAMES'S PLACE UK PLC

• Principal Place of Business

  St. James's Place House

  1 Tetbury Road

  Cirencester

  Gloucestershire

  GL7 1FP

  UNITED KINGDOM

  Phone

  +4401285640302

  Web

  https://www.sjp.co.uk

• Complaints Contact

  St. James's Place House

  1 Tetbury Road

  Cirencester

  Gloucestershire

  GL7 1FP

  UNITED KINGDOM

  Phone

  +4401285640302

• Bank Deposits

  For All, Deposit

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  • · Limited to accepting deposits in the course of carrying on insurance business for which the firm holds a permission.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Professional, Retail (Investment), Personal pension scheme, Rights to or interests in investments (Security)

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  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · In respect of the firm's Personal pension scheme business, the firm is limited to carrying on this activity in the rights under the personal pension scheme(s) that it operates.

• Arranges Asset Safekeeping

  For Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Manages Insurance Policies

  For All, Life and annuity, Linked long-term, Pension fund management, Permanent health

• Stockbroking

  For Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Retail (Investment), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Spread Bet

  Show 3 limitations Hide limitations

  • · In respect of the firm's Personal pension scheme business, the firm is limited to carrying on this activity in the rights under the personal pension scheme(s) that it operates.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Issues Insurance

  For All, Life and annuity, Linked long-term, Pension fund management, Permanent health

• Runs Personal Pensions

  For Professional, Retail (Investment), Personal pension scheme

• Investment Setup

  For Professional, Retail (Investment), Personal pension scheme, Rights to or interests in investments (Security)

  Show 2 limitations Hide limitations

  • · In respect of the firm's Personal pension scheme business, the firm is limited to carrying on this activity in the rights under the personal pension scheme(s) that it operates.
  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Holds Your Assets

  For Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Charles Frederick Basil Woodd

  IRN CFW01033

  • SMF2 Chief Finance (since 11 Nov 2024)
  • SMF20 Chief Actuary (11 Nov 2024 to 11 Nov 2024)
  • [FCA CF] Material risk taker (1 Jan 2022 to 11 Nov 2024)
  • [FCA CF] Manager of certification employee (10 Dec 2018 to 11 Nov 2024)
  • [FCA CF] Significant management (10 Dec 2018 to 11 Nov 2024)
  • SIMF20 Chief Actuary Function (7 Mar 2016 to 9 Dec 2018)
  • CF28 Systems and controls (30 Oct 2015 to 6 Mar 2016)
  • CF12 Actuarial (30 Oct 2015 to 6 Mar 2016)
• Charles Henry Gregson

  IRN CHG01037

  • CF2 Non Executive Director (21 Jan 2010 to 31 Dec 2013)
• Charles Howard Bailey

  IRN CHB01017

  • CF2 Non Executive Director (1 Dec 2001 to 29 Sep 2005)
• Charles James Stephen Bird

  IRN CJB00002

  • CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
• Charles MacGregor Provan

  IRN CMP00029

  • CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
• Charles Manwaring Robertson

  IRN CMR00016

  • CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
• Charlotte Watts

  IRN CXW01463

  • CF22 Investment Adviser (Trainee) (2 Feb 2004 to 31 Dec 2004)
• Cherry Anne Haydon

  IRN CAB00007

  • CF22 Investment Adviser (Trainee) (1 Dec 2001 to 17 Dec 2001)
• Christine Diane Valantine

  IRN CDV01008

  • CF21 Investment Adviser (12 Sep 2002 to 3 Jun 2003)
  • CF22 Investment Adviser (Trainee) (19 Feb 2002 to 12 Sep 2002)
• Christine Patricia Churchill

  IRN CPC00007

  • CF21 Investment Adviser (1 Dec 2001 to 28 Mar 2002)

• Anthony Nunn (no longer appointed)

  FRN 211357 · Appointed 23 Apr 2002 · Until 3 Jun 2003

• Chase Hamilton Associates Ltd (no longer appointed)

  FRN 193938 · Appointed 23 Apr 2002 · Until 3 Jun 2003

• John Blaskey (no longer appointed)

  FRN 211350 · Appointed 23 Apr 2002 · Until 3 Jun 2003

• IMS Wealth Management (no longer appointed)

  FRN 211358 · Appointed 23 Apr 2002 · Until 3 Jun 2003

• Griffin Financial Services (no longer appointed)

  FRN 211351 · Appointed 23 Apr 2002 · Until 3 Jun 2003

• Harcourt Associates (no longer appointed)

  FRN 211353 · Appointed 23 Apr 2002 · Until 3 Jun 2003

• D & E Premier Mortgages (no longer appointed)

  FRN 211355 · Appointed 23 Apr 2002 · Until 3 Jun 2003

• Sutton & Company (no longer appointed)

  FRN 211352 · Appointed 23 Apr 2002 · Until 3 Jun 2003

• Thompsons Estate Officers Ltd (no longer appointed)

  FRN 211354 · Appointed 23 Apr 2002 · Until 3 Jun 2003

• Premium Accounting & Training Services (no longer appointed)

  FRN 201272 · Appointed 16 Apr 2002 · Until 3 Jun 2003

No changes recorded yet.