ST. JAMES'S PLACE UK PLC

Open as Markdown
Date authorised
1 April 2013
Companies House
02628062
Last scraped
4 days ago

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    St. James's Place House
    1 Tetbury Road
    Cirencester
    Gloucestershire
    GL7 1FP
    UNITED KINGDOM
    Phone
    +4401285640302
    Web
    https://www.sjp.co.uk

  • Complaints Contact

    St. James's Place House
    1 Tetbury Road
    Cirencester
    Gloucestershire
    GL7 1FP
    UNITED KINGDOM
    Phone
    +4401285640302

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Bank Deposits

    For All, Deposit

  • Authorised to Operate

  • Arranges Investments

    For Retail (Investment), Professional, Personal pension scheme, Rights to or interests in investments (Security)

  • Arranges Asset Safekeeping

    For Retail (Investment), Professional, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Option (excluding a commodity option and an option on a commodity future), Future (excluding a commodity future and a rolling spot forex contract), Life Policy, Stakeholder pension scheme, Rights to or interests in investments (Security), Rights to or interests in investments (Contractually Based Investments), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Rolling spot forex contract, Spread Bet, Personal pension scheme

  • Manages Insurance Policies

    For All, Life and annuity, Linked long-term, Permanent health, Pension fund management

  • Stockbroking

    For Retail (Investment), Professional, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Option (excluding a commodity option and an option on a commodity future), Future (excluding a commodity future and a rolling spot forex contract), Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Rights to or interests in investments (Security), Rights to or interests in investments (Contractually Based Investments), Commodity Future, Commodity option and option on commodity future, Life Policy, Rolling spot forex contract, Spread Bet, Stakeholder pension scheme, Personal pension scheme

  • Trades With You Directly

    For Retail (Investment), Professional, Eligible Counterparty, Life Policy, Rights to or interests in investments (Contractually Based Investments), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rolling spot forex contract, Spread Bet, Rights to or interests in investments (Security), Personal pension scheme

  • Issues Insurance

    For All, Life and annuity, Linked long-term, Permanent health, Pension fund management

  • Runs Personal Pensions

    For Retail (Investment), Professional, Personal pension scheme

  • Investment Setup

    For Retail (Investment), Professional, Personal pension scheme, Rights to or interests in investments (Security)

  • Holds Your Assets

    For Retail (Investment), Professional, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Option (excluding a commodity option and an option on a commodity future), Future (excluding a commodity future and a rolling spot forex contract), Life Policy, Stakeholder pension scheme, Rights to or interests in investments (Security), Rights to or interests in investments (Contractually Based Investments), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Rolling spot forex contract, Spread Bet, Personal pension scheme

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Sandra Jayne Bainbridge

    IRN SJW00139

    • (1375)CF22 Investment Adviser (Trainee) (20 Jun 2003 to 1 Jul 2003)
  • Sarah Buck

    IRN SEY00002

    • (1341)CF22 Investment Adviser (Trainee) (31 Mar 2003 to 3 Jun 2003)
  • Sarah Catherine Bates

    IRN SCB01091

    • (2176)SIMF9 Chairman (7 Mar 2016 to 8 Oct 2018)
    • (2177)CF2 Non Executive Director (1 Dec 2006 to 6 Mar 2016)
  • Sarah Elizabeth Ewart

    IRN SEE00001

    • (1557)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
  • Sarah Jane Daniell

    IRN SJD00037

    • (1439)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
  • Sarah Jane Illingworth

    IRN SJI00003

    • (601)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
  • Sarah Jane Turner

    IRN SXT00803

    • (8)[FCA CF] Material risk taker (since 1 Jan 2026)
    • (9)[FCA CF] Significant management (since 2 Jun 2025)
  • Sarah Marie Elizabeth Ruggins

    IRN SXR00690

    • (1410)[FCA CF] Manager of certification employee (4 Apr 2023 to 4 Oct 2023)
  • Sarah Mary Hughes

    IRN SMH00001

    • (1320)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
  • Satish Chander Dosaj

    IRN SCD00011

    • (184)CF21 Investment Adviser (1 Dec 2001 to 4 Nov 2002)
Show more

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Show more

Recent activity

Updates to this firm's record on the FCA register.

  1. trading name added: J Rothschild Assurance Public Limited Company

  2. controlled function added: (80)SMF1 Chief Executive

  3. controlled function added: (79)SMF24 Chief Operations

  4. controlled function added: (78)SMF9 Chair of the Governing Body

  5. controlled function added: (77)SMF7 Group Entity Senior Manager

  6. controlled function added: (76)SMF11 Chair of the Audit Committee

  7. controlled function added: (75)SMF7 Group Entity Senior Manager

  8. controlled function added: (74)SMF7 Group Entity Senior Manager

  9. controlled function added: (73)SMF7 Group Entity Senior Manager

  10. controlled function added: (72)SMF18 Other Overall Responsibility

Show more