Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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TMG Direct Limited
FRN 786245
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- [FCA CF] Functions requiring qualifications (since 6 Oct 2025)
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- (3)Employed By (25 Jul 2024 to 15 Sep 2025)
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- Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 15 Sep 2025)
- CF30 Customer (14 Jul 2016 to 15 Sep 2025)
- CF21 Investment Adviser (14 Nov 2003 to 31 Oct 2007)
- CF22 Investment Adviser (Trainee) (31 Mar 2003 to 14 Nov 2003)
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- (2)Employed By (14 Jul 2016 to 10 Aug 2018)
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- (1)Employed By (30 Nov 2005 to 27 Apr 2009)
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- CF22 Investment Adviser (Trainee) (31 Mar 2003 to 3 Jun 2003)
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- CF22 Investment Adviser (Trainee) (31 Mar 2003 to 3 Jun 2003)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.