ST. JAMES'S PLACE UK PLC

Date authorised
1 April 2013
Companies House
02628062
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    St. James's Place House
    1 Tetbury Road
    Cirencester
    Gloucestershire
    GL7 1FP
    UNITED KINGDOM
    Phone
    +4401285640302
    Web
    https://www.sjp.co.uk

  • Complaints Contact

    St. James's Place House
    1 Tetbury Road
    Cirencester
    Gloucestershire
    GL7 1FP
    UNITED KINGDOM
    Phone
    +4401285640302

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Bank Deposits

    For All, Deposit

    Show 1 limitation
    • · Limited to accepting deposits in the course of carrying on insurance business for which the firm holds a permission.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Professional, Retail (Investment), Personal pension scheme, Rights to or interests in investments (Security)

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
    • · In respect of the firm's Personal pension scheme business, the firm is limited to carrying on this activity in the rights under the personal pension scheme(s) that it operates.

  • Arranges Asset Safekeeping

    For Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Manages Insurance Policies

    For All, Life and annuity, Linked long-term, Pension fund management, Permanent health

  • Stockbroking

    For Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Trades With You Directly

    For Eligible Counterparty, Professional, Retail (Investment), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Spread Bet

    Show 3 limitations
    • · In respect of the firm's Personal pension scheme business, the firm is limited to carrying on this activity in the rights under the personal pension scheme(s) that it operates.
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

  • Issues Insurance

    For All, Life and annuity, Linked long-term, Pension fund management, Permanent health

  • Runs Personal Pensions

    For Professional, Retail (Investment), Personal pension scheme

  • Investment Setup

    For Professional, Retail (Investment), Personal pension scheme, Rights to or interests in investments (Security)

    Show 2 limitations
    • · In respect of the firm's Personal pension scheme business, the firm is limited to carrying on this activity in the rights under the personal pension scheme(s) that it operates.
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

  • Holds Your Assets

    For Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • James Andrew Mallows

    IRN JXM01275

    • (29)[FCA CF] Manager of certification employee (since 2 Jan 2024)
  • James Blackburn Hillis

    IRN JXH00145

    • (2093)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
  • James Christian Hulme

    IRN JCH00044

    • (1941)CF22 Investment Adviser (Trainee) (26 Jun 2003 to 1 Jul 2003)
  • James Christie Lynch

    IRN JCL00017

    • (1212)CF21 Investment Adviser (17 Apr 2002 to 3 Jun 2003)
    • (1211)CF22 Investment Adviser (Trainee) (19 Feb 2002 to 17 Apr 2002)
  • James Edward Guttridge

    IRN JEG00012

    • (643)CF21 Investment Adviser (1 Dec 2001 to 3 Dec 2001)
  • James Garry Wilson

    IRN JGW00024

    • (1162)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
  • James George Mackie

    IRN JGM00009

    • (468)CF21 Investment Adviser (4 Mar 2003 to 3 Jun 2003)
    • (467)CF22 Investment Adviser (Trainee) (10 Oct 2002 to 4 Mar 2003)
  • James George May

    IRN JXM43303

    • (1719)[FCA CF] Significant management (21 Nov 2023 to 11 Feb 2026)
    • (1718)[FCA CF] Material risk taker (1 Jan 2023 to 14 May 2024)
  • James Hamilton Laird Burt

    IRN JHB00001

    • (208)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
  • James Henry Courtman

    IRN JHC01142

    • (1460)[FCA CF] Significant management (20 Dec 2022 to 1 Jun 2024)
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Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

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Recent activity

Updates to this firm's record on the FCA register.

  1. controlled function added: (51)[FCA CF] Significant management

  2. controlled function added: (50)[FCA CF] Material risk taker

  3. controlled function added: (49)SMF10 Chair of the Risk Committee

  4. controlled function added: (48)SMF18 Other Overall Responsibility

  5. controlled function added: (47)SMF24 Chief Operations

  6. controlled function added: (46)[FCA CF] Significant management

  7. controlled function added: (45)[FCA CF] Material risk taker

  8. controlled function added: (44)[FCA CF] Material risk taker

  9. controlled function added: (43)Director of firm who is not a certification employee or a SMF manager

  10. controlled function added: (42)[FCA CF] Significant management

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