ST. JAMES'S PLACE UK PLC

FRN: 150026
Date authorised: 1 April 2013
Companies House: 02628062
Last scraped: 3 days ago

Addresses

The contact details this firm has registered with the FCA.

Principal Place of Business

St. James's Place House

1 Tetbury Road

Cirencester

Gloucestershire

GL7 1FP

UNITED KINGDOM

Phone

+4401285640302

Web

https://www.sjp.co.uk
Complaints Contact

St. James's Place House

1 Tetbury Road

Cirencester

Gloucestershire

GL7 1FP

UNITED KINGDOM

Phone

+4401285640302

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

Bank Deposits

For All, Deposit
Show 1 limitation Hide limitations
- · Limited to accepting deposits in the course of carrying on insurance business for which the firm holds a permission.
Authorised to Operate
Show 1 limitation Hide limitations
- · The firm can only agree to carry on the regulated activities specified in this Notice.
Arranges Investments

For Retail (Investment), Professional, Personal pension scheme, Rights to or interests in investments (Security)
Show 2 limitations Hide limitations
- · In respect of the firm's Personal pension scheme business, the firm is limited to carrying on this activity in the rights under the personal pension scheme(s) that it operates.
- · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
Arranges Asset Safekeeping

For Retail (Investment), Professional, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Option (excluding a commodity option and an option on a commodity future), Future (excluding a commodity future and a rolling spot forex contract), Life Policy, Stakeholder pension scheme, Rights to or interests in investments (Security), Rights to or interests in investments (Contractually Based Investments), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Rolling spot forex contract, Spread Bet, Personal pension scheme
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Manages Insurance Policies

For All, Life and annuity, Linked long-term, Permanent health, Pension fund management
Stockbroking

For Retail (Investment), Professional, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Option (excluding a commodity option and an option on a commodity future), Future (excluding a commodity future and a rolling spot forex contract), Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Rights to or interests in investments (Security), Rights to or interests in investments (Contractually Based Investments), Commodity Future, Commodity option and option on commodity future, Life Policy, Rolling spot forex contract, Spread Bet, Stakeholder pension scheme, Personal pension scheme
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Trades With You Directly

For Retail (Investment), Professional, Eligible Counterparty, Life Policy, Rights to or interests in investments (Contractually Based Investments), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rolling spot forex contract, Spread Bet, Rights to or interests in investments (Security), Personal pension scheme
Show 3 limitations Hide limitations
- · In respect of the firm's Personal pension scheme business, the firm is limited to carrying on this activity in the rights under the personal pension scheme(s) that it operates.
- · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
- · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
Issues Insurance

For All, Life and annuity, Linked long-term, Permanent health, Pension fund management
Runs Personal Pensions

For Retail (Investment), Professional, Personal pension scheme
Investment Setup

For Retail (Investment), Professional, Personal pension scheme, Rights to or interests in investments (Security)
Show 2 limitations Hide limitations
- · In respect of the firm's Personal pension scheme business, the firm is limited to carrying on this activity in the rights under the personal pension scheme(s) that it operates.
- · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
Holds Your Assets

For Retail (Investment), Professional, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Option (excluding a commodity option and an option on a commodity future), Future (excluding a commodity future and a rolling spot forex contract), Life Policy, Stakeholder pension scheme, Rights to or interests in investments (Security), Rights to or interests in investments (Contractually Based Investments), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Rolling spot forex contract, Spread Bet, Personal pension scheme
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

Nigel Frank Cousins
IRN NFC00001
- (1844)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Nigel Gareth Hillier
IRN NGH00001
- (1233)CF21 Investment Adviser (1 Dec 2001 to 15 Apr 2002)
Nigel Gordon Walters
IRN NGW00010
- (1098)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Nigel Graham Calverley
IRN NGC00003
- (766)CF21 Investment Adviser (1 Dec 2001 to 10 Jan 2002)
Nigel Harold Denman Green
IRN NHG00004
- (1852)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Nigel Jackson
IRN NXJ00002
- (724)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Nigel James Holland
IRN NJH00005
- (1904)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Nigel John Clayton
IRN NJC00003
- (374)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Nigel John Illingworth
IRN NJI00001
- (445)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Nigel Martin Radwell
IRN NMR00001
- (593)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

J Smith & Co (no longer appointed)
FRN 202002 · Appointed 9 May 2001 · Until 3 Jun 2003
Hon Patrick Orde-Powelett (no longer appointed)
FRN 195696 · Appointed 9 May 2001 · Until 3 Jun 2003
KGH Consultancies (no longer appointed)
FRN 202001 · Appointed 4 May 2001 · Until 3 Jun 2003
Doncaster Financial Advice Centre Ltd (no longer appointed)
FRN 195678 · Appointed 2 May 2001 · Until 3 Jun 2003
Michael Mellors (no longer appointed)
FRN 195697 · Appointed 1 May 2001 · Until 19 Jan 2004
Des Barron (no longer appointed)
FRN 195479 · Appointed 10 Apr 2001 · Until 3 Jun 2003
Mortgage Matters Ltd (no longer appointed)
FRN 201974 · Appointed 2 Apr 2001 · Until 3 Jun 2003
Allen Roberts & Associates (no longer appointed)
FRN 195437 · Appointed 2 Apr 2001 · Until 3 Jun 2003
CGA Financial & Investment Services Limited (no longer appointed)
FRN 201973 · Appointed 30 Mar 2001 · Until 3 Jun 2003
MRB Mortgage Services (no longer appointed)
FRN 201972 · Appointed 30 Mar 2001 · Until 3 Jun 2003

Recent activity

Updates to this firm's record on the FCA register.

3 days ago
controlled function added: (2010)CF21 Investment Adviser
3 days ago
controlled function added: (2009)CF21 Investment Adviser
3 days ago
controlled function added: (2008)CF22 Investment Adviser (Trainee)
3 days ago
controlled function added: (2007)CF21 Investment Adviser
3 days ago
controlled function added: (2006)CF2 Non Executive Director
3 days ago
controlled function added: (2005)CF21 Investment Adviser
3 days ago
controlled function added: (2004)CF21 Investment Adviser
3 days ago
controlled function added: (2003)SMF4 Chief Risk
3 days ago
controlled function added: (2002)CF21 Investment Adviser
3 days ago
controlled function added: (2001)CF21 Investment Adviser

What it all means

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.