ST. JAMES'S PLACE UK PLC

FRN: 150026
Date authorised: 1 April 2013
Companies House: 02628062
Last scraped: 3 days ago

Addresses

The contact details this firm has registered with the FCA.

Principal Place of Business

St. James's Place House

1 Tetbury Road

Cirencester

Gloucestershire

GL7 1FP

UNITED KINGDOM

Phone

+4401285640302

Web

https://www.sjp.co.uk
Complaints Contact

St. James's Place House

1 Tetbury Road

Cirencester

Gloucestershire

GL7 1FP

UNITED KINGDOM

Phone

+4401285640302

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

Bank Deposits

For All, Deposit
Show 1 limitation Hide limitations
- · Limited to accepting deposits in the course of carrying on insurance business for which the firm holds a permission.
Authorised to Operate
Show 1 limitation Hide limitations
- · The firm can only agree to carry on the regulated activities specified in this Notice.
Arranges Investments

For Retail (Investment), Professional, Personal pension scheme, Rights to or interests in investments (Security)
Show 2 limitations Hide limitations
- · In respect of the firm's Personal pension scheme business, the firm is limited to carrying on this activity in the rights under the personal pension scheme(s) that it operates.
- · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
Arranges Asset Safekeeping

For Retail (Investment), Professional, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Option (excluding a commodity option and an option on a commodity future), Future (excluding a commodity future and a rolling spot forex contract), Life Policy, Stakeholder pension scheme, Rights to or interests in investments (Security), Rights to or interests in investments (Contractually Based Investments), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Rolling spot forex contract, Spread Bet, Personal pension scheme
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Manages Insurance Policies

For All, Life and annuity, Linked long-term, Permanent health, Pension fund management
Stockbroking

For Retail (Investment), Professional, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Option (excluding a commodity option and an option on a commodity future), Future (excluding a commodity future and a rolling spot forex contract), Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Rights to or interests in investments (Security), Rights to or interests in investments (Contractually Based Investments), Commodity Future, Commodity option and option on commodity future, Life Policy, Rolling spot forex contract, Spread Bet, Stakeholder pension scheme, Personal pension scheme
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Trades With You Directly

For Retail (Investment), Professional, Eligible Counterparty, Life Policy, Rights to or interests in investments (Contractually Based Investments), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rolling spot forex contract, Spread Bet, Rights to or interests in investments (Security), Personal pension scheme
Show 3 limitations Hide limitations
- · In respect of the firm's Personal pension scheme business, the firm is limited to carrying on this activity in the rights under the personal pension scheme(s) that it operates.
- · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
- · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
Issues Insurance

For All, Life and annuity, Linked long-term, Permanent health, Pension fund management
Runs Personal Pensions

For Retail (Investment), Professional, Personal pension scheme
Investment Setup

For Retail (Investment), Professional, Personal pension scheme, Rights to or interests in investments (Security)
Show 2 limitations Hide limitations
- · In respect of the firm's Personal pension scheme business, the firm is limited to carrying on this activity in the rights under the personal pension scheme(s) that it operates.
- · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
Holds Your Assets

For Retail (Investment), Professional, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Option (excluding a commodity option and an option on a commodity future), Future (excluding a commodity future and a rolling spot forex contract), Life Policy, Stakeholder pension scheme, Rights to or interests in investments (Security), Rights to or interests in investments (Contractually Based Investments), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Rolling spot forex contract, Spread Bet, Personal pension scheme
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

Jonathan James Holdaway
IRN JJH00029
- (1520)CF22 Investment Adviser (Trainee) (4 Mar 2002 to 8 Aug 2002)
Jonathan Marc Davidson Smith
IRN JMS00052
- (1740)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Jonathan Mark Berg
IRN JMB00074
- (614)CF22 Investment Adviser (Trainee) (11 Jul 2002 to 3 Jun 2003)
Jonathan Neil McMahon
IRN JNM01081
- (1270)SMF7 Group Entity Senior Manager (10 Dec 2018 to 24 Sep 2019)
- (1269)SIMF4 Chief Risk Function (13 Jun 2016 to 23 Aug 2016)
- (1268)SIMF7 Group Entity Senior Insurance Manager Function (13 Jun 2016 to 9 Dec 2018)
Jonathan Paul Hill
IRN JXH00438
- (41)[FCA CF] Material risk taker (since 1 Sep 2025)
Jonathan Philip Rosen
IRN JPR00006
- (973)CF22 Investment Adviser (Trainee) (23 Apr 2003 to 3 Jun 2003)
Jonathan Ralph Nightingale
IRN JRN01022
- (426)CF22 Investment Adviser (Trainee) (24 Jun 2003 to 1 Jul 2003)
Jonathan Richard Arundel
IRN JRA01035
- (1249)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Jonathan Vaughan-Williams
IRN JXV43308
- (1420)[FCA CF] Material risk taker (14 May 2024 to 23 Jan 2025)
- (1421)[FCA CF] Significant management (10 Dec 2018 to 27 Jul 2022)
Jonathan William Hall
IRN JWH00017
- (1921)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Montague Godel (no longer appointed)
FRN 185159 · Appointed 29 Sep 1997 · Until 3 Jun 2003
Tim Hughes (no longer appointed)
FRN 194111 · Appointed 25 Sep 1997 · Until 3 Jun 2003
Mortgage Choices (no longer appointed)
FRN 185557 · Appointed 22 Sep 1997 · Until 27 Mar 2002
Long Term Care Consultancy (no longer appointed)
FRN 185137 · Appointed 19 Sep 1997 · Until 3 Jun 2003
Keith Anthony Michael Millman (no longer appointed)
FRN 185135 · Appointed 19 Sep 1997 · Until 3 Jun 2003
The Imperial Mortgage Service (no longer appointed)
FRN 185855 · Appointed 19 Sep 1997 · Until 3 Jun 2003
The Crown Mortgages Services (no longer appointed)
FRN 201073 · Appointed 9 Sep 1997 · Until 3 Jun 2003
AC Mortgage Services (no longer appointed)
FRN 185162 · Appointed 8 Sep 1997 · Until 3 Jun 2003
Canford Cliffs Associate (no longer appointed)
FRN 201082 · Appointed 5 Sep 1997 · Until 3 Jun 2003
The Markham Partnership (no longer appointed)
FRN 185786 · Appointed 1 Sep 1997 · Until 3 Jun 2003

Recent activity

Updates to this firm's record on the FCA register.

3 days ago
controlled function added: (2070)CF21 Investment Adviser
3 days ago
controlled function added: (2069)CF21 Investment Adviser
3 days ago
controlled function added: (2068)CF21 Investment Adviser
3 days ago
controlled function added: (2067)CF22 Investment Adviser (Trainee)
3 days ago
controlled function added: (2066)CF21 Investment Adviser
3 days ago
controlled function added: (2065)CF22 Investment Adviser (Trainee)
3 days ago
controlled function added: (2064)CF21 Investment Adviser
3 days ago
controlled function added: (2063)CF21 Investment Adviser
3 days ago
controlled function added: (2062)SMF7 Group Entity Senior Manager
3 days ago
controlled function added: (2061)CF21 Investment Adviser

What it all means

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.