ST. JAMES'S PLACE UK PLC

Date authorised
1 April 2013
Companies House
02628062
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    St. James's Place House
    1 Tetbury Road
    Cirencester
    Gloucestershire
    GL7 1FP
    UNITED KINGDOM
    Phone
    +4401285640302
    Web
    https://www.sjp.co.uk

  • Complaints Contact

    St. James's Place House
    1 Tetbury Road
    Cirencester
    Gloucestershire
    GL7 1FP
    UNITED KINGDOM
    Phone
    +4401285640302

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Bank Deposits

    For All, Deposit

    Show 1 limitation
    • · Limited to accepting deposits in the course of carrying on insurance business for which the firm holds a permission.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Professional, Retail (Investment), Personal pension scheme, Rights to or interests in investments (Security)

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
    • · In respect of the firm's Personal pension scheme business, the firm is limited to carrying on this activity in the rights under the personal pension scheme(s) that it operates.

  • Arranges Asset Safekeeping

    For Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Manages Insurance Policies

    For All, Life and annuity, Linked long-term, Pension fund management, Permanent health

  • Stockbroking

    For Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Trades With You Directly

    For Eligible Counterparty, Professional, Retail (Investment), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Spread Bet

    Show 3 limitations
    • · In respect of the firm's Personal pension scheme business, the firm is limited to carrying on this activity in the rights under the personal pension scheme(s) that it operates.
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

  • Issues Insurance

    For All, Life and annuity, Linked long-term, Pension fund management, Permanent health

  • Runs Personal Pensions

    For Professional, Retail (Investment), Personal pension scheme

  • Investment Setup

    For Professional, Retail (Investment), Personal pension scheme, Rights to or interests in investments (Security)

    Show 2 limitations
    • · In respect of the firm's Personal pension scheme business, the firm is limited to carrying on this activity in the rights under the personal pension scheme(s) that it operates.
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

  • Holds Your Assets

    For Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Michael Peter Blunt

    IRN MXB01372

    • (298)CF16 Significant Mgt (Desgntd Investment Business) (1 Dec 2001 to 3 Jun 2003)
  • Michael Phillip Atkinson

    IRN MPA00007

    • (1441)CF22 Investment Adviser (Trainee) (1 Dec 2001 to 3 Jun 2003)
  • Michael Platt

    IRN MXP00176

    • (1255)CF21 Investment Adviser (1 Dec 2001 to 20 Mar 2003)
  • Michael Richard (Mike) Phipps

    IRN MRP00001

    • (982)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
  • Michael Robert Collins

    IRN MRC00003

    • (357)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
  • Michael Robert Gravestock

    IRN MRG01058

    • (619)CF29 Significant management (1 Nov 2007 to 27 Mar 2009)
    • (622)CF1 Director (6 Jan 2004 to 27 Mar 2009)
    • (621)CF16 Significant Mgt (Desgntd Investment Business) (1 Dec 2001 to 31 Oct 2007)
    • (620)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
  • Michael Rodwell

    IRN MXR00094

    • (498)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
  • Michael Ross Middleton

    IRN MRM00011

    • (1517)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
  • Michael Roy Dudden

    IRN MRD00026

    • (472)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
  • Michael Skierka

    IRN MXS00184

    • (477)CF21 Investment Adviser (17 Feb 2003 to 3 Jun 2003)
    • (476)CF22 Investment Adviser (Trainee) (14 Feb 2002 to 17 Feb 2003)
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Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

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Recent activity

Updates to this firm's record on the FCA register.

  1. controlled function added: (71)SMF18 Other Overall Responsibility

  2. controlled function added: (70)SMF4 Chief Risk

  3. controlled function added: (69)SMF7 Group Entity Senior Manager

  4. controlled function added: (68)SMF17 Money Laundering Reporting Officer (MLRO)

  5. controlled function added: (67)SMF16 Compliance Oversight

  6. controlled function added: (66)SMF18 Other Overall Responsibility

  7. controlled function added: (65)SMF20 Chief Actuary

  8. controlled function added: (64)SMF2 Chief Finance

  9. controlled function added: (63)SMF18 Other Overall Responsibility

  10. controlled function added: (62)[FCA CF] Manager of certification employee

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