ST. JAMES'S PLACE UK PLC

Date authorised
1 April 2013
Companies House
02628062
Last scraped
4 days ago

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    St. James's Place House
    1 Tetbury Road
    Cirencester
    Gloucestershire
    GL7 1FP
    UNITED KINGDOM
    Phone
    +4401285640302
    Web
    https://www.sjp.co.uk

  • Complaints Contact

    St. James's Place House
    1 Tetbury Road
    Cirencester
    Gloucestershire
    GL7 1FP
    UNITED KINGDOM
    Phone
    +4401285640302

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Bank Deposits

    For All, Deposit

    Show 1 limitation
    • · Limited to accepting deposits in the course of carrying on insurance business for which the firm holds a permission.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Retail (Investment), Professional, Personal pension scheme, Rights to or interests in investments (Security)

    Show 2 limitations
    • · In respect of the firm's Personal pension scheme business, the firm is limited to carrying on this activity in the rights under the personal pension scheme(s) that it operates.
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

  • Arranges Asset Safekeeping

    For Retail (Investment), Professional, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Option (excluding a commodity option and an option on a commodity future), Future (excluding a commodity future and a rolling spot forex contract), Life Policy, Stakeholder pension scheme, Rights to or interests in investments (Security), Rights to or interests in investments (Contractually Based Investments), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Rolling spot forex contract, Spread Bet, Personal pension scheme

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Manages Insurance Policies

    For All, Life and annuity, Linked long-term, Permanent health, Pension fund management

  • Stockbroking

    For Retail (Investment), Professional, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Option (excluding a commodity option and an option on a commodity future), Future (excluding a commodity future and a rolling spot forex contract), Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Rights to or interests in investments (Security), Rights to or interests in investments (Contractually Based Investments), Commodity Future, Commodity option and option on commodity future, Life Policy, Rolling spot forex contract, Spread Bet, Stakeholder pension scheme, Personal pension scheme

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Trades With You Directly

    For Retail (Investment), Professional, Eligible Counterparty, Life Policy, Rights to or interests in investments (Contractually Based Investments), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rolling spot forex contract, Spread Bet, Rights to or interests in investments (Security), Personal pension scheme

    Show 3 limitations
    • · In respect of the firm's Personal pension scheme business, the firm is limited to carrying on this activity in the rights under the personal pension scheme(s) that it operates.
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

  • Issues Insurance

    For All, Life and annuity, Linked long-term, Permanent health, Pension fund management

  • Runs Personal Pensions

    For Retail (Investment), Professional, Personal pension scheme

  • Investment Setup

    For Retail (Investment), Professional, Personal pension scheme, Rights to or interests in investments (Security)

    Show 2 limitations
    • · In respect of the firm's Personal pension scheme business, the firm is limited to carrying on this activity in the rights under the personal pension scheme(s) that it operates.
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

  • Holds Your Assets

    For Retail (Investment), Professional, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Option (excluding a commodity option and an option on a commodity future), Future (excluding a commodity future and a rolling spot forex contract), Life Policy, Stakeholder pension scheme, Rights to or interests in investments (Security), Rights to or interests in investments (Contractually Based Investments), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Rolling spot forex contract, Spread Bet, Personal pension scheme

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Simon William David Fraser

    IRN SXF00319

    • (74)SMF7 Group Entity Senior Manager (since 16 Jul 2024)
    • (2218)Director of firm who is not a certification employee or a SMF manager (22 Apr 2024 to 11 Nov 2025)
  • Simon William Field

    IRN SWF00001

    • (951)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
  • Simon William Lipp

    IRN SWL00009

    • (1783)CF22 Investment Adviser (Trainee) (18 Nov 2002 to 18 Nov 2002)
    • (1784)CF21 Investment Adviser (18 Nov 2002 to 3 Jun 2003)
  • Smain Badaoui

    IRN SXB00076

    • (168)CF21 Investment Adviser (29 May 2003 to 3 Jun 2003)
    • (167)CF22 Investment Adviser (Trainee) (9 Jan 2003 to 3 Jun 2003)
  • Soji Ajayi

    IRN SXA00002

    • (1237)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
  • Sonia Gravestock

    IRN SXH01261

    • (1095)CF1 Director (14 Feb 2003 to 19 Mar 2009)
  • Spencer John Goddard

    IRN SJG01196

    • (384)CF21 Investment Adviser (29 Jul 2002 to 3 Jun 2003)
  • Stavros Neocleous

    IRN SXN00002

    • (1665)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
  • Stefan Wissenbach

    IRN SXW00013

    • (960)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
  • Stephanie Jacqueline Ribeiro

    IRN JSR00030

    • (1920)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
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Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

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Recent activity

Updates to this firm's record on the FCA register.

  1. controlled function added: (2180)CF11 Money Laundering Reporting

  2. controlled function added: (2179)SMF17 Money Laundering Reporting Officer (MLRO)

  3. controlled function added: (2178)CF22 Investment Adviser (Trainee)

  4. controlled function added: (2177)CF2 Non Executive Director

  5. controlled function added: (2176)SIMF9 Chairman

  6. controlled function added: (2175)CF21 Investment Adviser

  7. controlled function added: (2174)SMF4 Chief Risk

  8. controlled function added: (2173)SMF16 Compliance Oversight

  9. controlled function added: (2172)SIMF4 Chief Risk Function

  10. controlled function added: (2171)CF22 Investment Adviser (Trainee)

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