ST. JAMES'S PLACE UK PLC

Date authorised
1 April 2013
Companies House
02628062
Last scraped
3 days ago

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    St. James's Place House
    1 Tetbury Road
    Cirencester
    Gloucestershire
    GL7 1FP
    UNITED KINGDOM
    Phone
    +4401285640302
    Web
    https://www.sjp.co.uk

  • Complaints Contact

    St. James's Place House
    1 Tetbury Road
    Cirencester
    Gloucestershire
    GL7 1FP
    UNITED KINGDOM
    Phone
    +4401285640302

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Bank Deposits

    For All, Deposit

    Show 1 limitation
    • · Limited to accepting deposits in the course of carrying on insurance business for which the firm holds a permission.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Retail (Investment), Professional, Personal pension scheme, Rights to or interests in investments (Security)

    Show 2 limitations
    • · In respect of the firm's Personal pension scheme business, the firm is limited to carrying on this activity in the rights under the personal pension scheme(s) that it operates.
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

  • Arranges Asset Safekeeping

    For Retail (Investment), Professional, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Option (excluding a commodity option and an option on a commodity future), Future (excluding a commodity future and a rolling spot forex contract), Life Policy, Stakeholder pension scheme, Rights to or interests in investments (Security), Rights to or interests in investments (Contractually Based Investments), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Rolling spot forex contract, Spread Bet, Personal pension scheme

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Manages Insurance Policies

    For All, Life and annuity, Linked long-term, Permanent health, Pension fund management

  • Stockbroking

    For Retail (Investment), Professional, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Option (excluding a commodity option and an option on a commodity future), Future (excluding a commodity future and a rolling spot forex contract), Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Rights to or interests in investments (Security), Rights to or interests in investments (Contractually Based Investments), Commodity Future, Commodity option and option on commodity future, Life Policy, Rolling spot forex contract, Spread Bet, Stakeholder pension scheme, Personal pension scheme

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Trades With You Directly

    For Retail (Investment), Professional, Eligible Counterparty, Life Policy, Rights to or interests in investments (Contractually Based Investments), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rolling spot forex contract, Spread Bet, Rights to or interests in investments (Security), Personal pension scheme

    Show 3 limitations
    • · In respect of the firm's Personal pension scheme business, the firm is limited to carrying on this activity in the rights under the personal pension scheme(s) that it operates.
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

  • Issues Insurance

    For All, Life and annuity, Linked long-term, Permanent health, Pension fund management

  • Runs Personal Pensions

    For Retail (Investment), Professional, Personal pension scheme

  • Investment Setup

    For Retail (Investment), Professional, Personal pension scheme, Rights to or interests in investments (Security)

    Show 2 limitations
    • · In respect of the firm's Personal pension scheme business, the firm is limited to carrying on this activity in the rights under the personal pension scheme(s) that it operates.
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

  • Holds Your Assets

    For Retail (Investment), Professional, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Option (excluding a commodity option and an option on a commodity future), Future (excluding a commodity future and a rolling spot forex contract), Life Policy, Stakeholder pension scheme, Rights to or interests in investments (Security), Rights to or interests in investments (Contractually Based Investments), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Rolling spot forex contract, Spread Bet, Personal pension scheme

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Michael Ernest George Heelan

    IRN MEH00026

    • (1080)CF22 Investment Adviser (Trainee) (6 Jun 2003 to 6 Jun 2003)
  • Michael Francis Diamond

    IRN MFD00001

    • (1147)CF22 Investment Adviser (Trainee) (25 Mar 2003 to 3 Jun 2003)
  • Michael George Armstrong

    IRN MGA00009

    • (1059)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
  • Michael Graham Dixey

    IRN MGD00020

    • (502)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
  • Michael Graham King

    IRN MGK00010

    • (1315)CF22 Investment Adviser (Trainee) (3 Jun 2003 to 3 Jun 2003)
  • Michael Griffin

    IRN MXG00119

    • (777)CF21 Investment Adviser (1 Dec 2001 to 28 Feb 2003)
  • Michael Hocking

    IRN MXH00062

    • (446)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
  • Michael Ian Karn

    IRN MIK01029

    • (1436)[FCA CF] Significant management (24 Jan 2024 to 8 Aug 2024)
    • (1435)[FCA CF] Manager of certification employee (10 Dec 2018 to 11 Jun 2021)
    • (1434)CF29 Significant management (12 Apr 2013 to 29 May 2015)
  • Michael Ian Tungay

    IRN MIT00001

    • (629)CF21 Investment Adviser (1 Dec 2001 to 31 Jan 2003)
  • Michael Ian Yates

    IRN MIY00002

    • (2000)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
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Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

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Recent activity

Updates to this firm's record on the FCA register.

  1. controlled function added: (2220)[FCA CF] Material risk taker

  2. controlled function added: (2219)CF21 Investment Adviser

  3. controlled function added: (2218)Director of firm who is not a certification employee or a SMF manager

  4. controlled function added: (2217)CF12 Actuarial

  5. controlled function added: (2216)CF21 Investment Adviser

  6. controlled function added: (2215)CF22 Investment Adviser (Trainee)

  7. controlled function added: (2214)CF10 Compliance Oversight

  8. controlled function added: (2213)CF21 Investment Adviser

  9. controlled function added: (2212)CF21 Investment Adviser

  10. controlled function added: (2211)CF21 Investment Adviser

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