ST. JAMES'S PLACE UK PLC

Date authorised
1 April 2013
Companies House
02628062
Last scraped
3 weeks ago
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Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    St. James's Place House
    1 Tetbury Road
    Cirencester
    Gloucestershire
    GL7 1FP
    UNITED KINGDOM
    Phone
    +4401285640302
    Web
    https://www.sjp.co.uk

  • Complaints Contact

    St. James's Place House
    1 Tetbury Road
    Cirencester
    Gloucestershire
    GL7 1FP
    UNITED KINGDOM
    Phone
    +4401285640302

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Bank Deposits

    For All, Deposit

    Show 1 limitation
    • · Limited to accepting deposits in the course of carrying on insurance business for which the firm holds a permission.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Professional, Retail (Investment), Personal pension scheme, Rights to or interests in investments (Security)

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
    • · In respect of the firm's Personal pension scheme business, the firm is limited to carrying on this activity in the rights under the personal pension scheme(s) that it operates.

  • Arranges Asset Safekeeping

    For Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Manages Insurance Policies

    For All, Life and annuity, Linked long-term, Pension fund management, Permanent health

  • Stockbroking

    For Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Trades With You Directly

    For Eligible Counterparty, Professional, Retail (Investment), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Spread Bet

    Show 3 limitations
    • · In respect of the firm's Personal pension scheme business, the firm is limited to carrying on this activity in the rights under the personal pension scheme(s) that it operates.
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

  • Issues Insurance

    For All, Life and annuity, Linked long-term, Pension fund management, Permanent health

  • Runs Personal Pensions

    For Professional, Retail (Investment), Personal pension scheme

  • Investment Setup

    For Professional, Retail (Investment), Personal pension scheme, Rights to or interests in investments (Security)

    Show 2 limitations
    • · In respect of the firm's Personal pension scheme business, the firm is limited to carrying on this activity in the rights under the personal pension scheme(s) that it operates.
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

  • Holds Your Assets

    For Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Ronald William Hunter

    IRN RWH00023

    • (553)CF22 Investment Adviser (Trainee) (26 Feb 2003 to 3 Jun 2003)
  • Rory McCarthy

    IRN RXM00059

    • (1378)CF21 Investment Adviser (13 May 2002 to 3 Jun 2003)
    • (1377)CF22 Investment Adviser (Trainee) (1 Dec 2001 to 13 May 2002)
  • Rory Noel Byrne

    IRN RNB00003

    • (769)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
  • Rose-Maree Leslie

    IRN MXL00001

    • (439)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
  • Rosemary Hilary

    IRN RXH01915

    • (2197)Director of firm who is not a certification employee or a SMF manager (5 Dec 2025 to 31 Dec 2025)
    • (2195)SMF9 Chair of the Governing Body (18 Aug 2020 to 6 Jun 2022)
    • (2196)SMF7 Group Entity Senior Manager (18 Aug 2020 to 6 Jun 2022)
    • (2194)SMF10 Chair of the Risk Committee (18 Aug 2020 to 5 Dec 2025)
  • Roslyn Ann Morris

    IRN RAM00003

    • (99)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
  • Ross Cluley

    IRN RXC01357

    • (540)CF22 Investment Adviser (Trainee) (16 Apr 2002 to 3 Jun 2003)
  • Ross Iain Cameron

    IRN RIC01032

    • (1425)[FCA CF] Significant management (2 Feb 2023 to 18 Mar 2025)
  • Roy Alexander Duns

    IRN RAD00021

    • (2023)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
  • Roy Beaumont

    IRN RXB01811

    • (1057)CF12 Actuarial (2 Oct 2006 to 19 Dec 2006)
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Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

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Recent activity

Updates to this firm's record on the FCA register.

  1. controlled function added: (2220)[FCA CF] Material risk taker

  2. controlled function added: (2219)CF21 Investment Adviser

  3. controlled function added: (2218)Director of firm who is not a certification employee or a SMF manager

  4. controlled function added: (2217)CF12 Actuarial

  5. controlled function added: (2216)CF21 Investment Adviser

  6. controlled function added: (2215)CF22 Investment Adviser (Trainee)

  7. controlled function added: (2214)CF10 Compliance Oversight

  8. controlled function added: (2213)CF21 Investment Adviser

  9. controlled function added: (2212)CF21 Investment Adviser

  10. controlled function added: (2211)CF21 Investment Adviser

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