ST. JAMES'S PLACE UK PLC

Date authorised
1 April 2013
Companies House
02628062
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    St. James's Place House
    1 Tetbury Road
    Cirencester
    Gloucestershire
    GL7 1FP
    UNITED KINGDOM
    Phone
    +4401285640302
    Web
    https://www.sjp.co.uk

  • Complaints Contact

    St. James's Place House
    1 Tetbury Road
    Cirencester
    Gloucestershire
    GL7 1FP
    UNITED KINGDOM
    Phone
    +4401285640302

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Bank Deposits

    For All, Deposit

    Show 1 limitation
    • · Limited to accepting deposits in the course of carrying on insurance business for which the firm holds a permission.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Professional, Retail (Investment), Personal pension scheme, Rights to or interests in investments (Security)

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
    • · In respect of the firm's Personal pension scheme business, the firm is limited to carrying on this activity in the rights under the personal pension scheme(s) that it operates.

  • Arranges Asset Safekeeping

    For Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Manages Insurance Policies

    For All, Life and annuity, Linked long-term, Pension fund management, Permanent health

  • Stockbroking

    For Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Trades With You Directly

    For Eligible Counterparty, Professional, Retail (Investment), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Spread Bet

    Show 3 limitations
    • · In respect of the firm's Personal pension scheme business, the firm is limited to carrying on this activity in the rights under the personal pension scheme(s) that it operates.
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

  • Issues Insurance

    For All, Life and annuity, Linked long-term, Pension fund management, Permanent health

  • Runs Personal Pensions

    For Professional, Retail (Investment), Personal pension scheme

  • Investment Setup

    For Professional, Retail (Investment), Personal pension scheme, Rights to or interests in investments (Security)

    Show 2 limitations
    • · In respect of the firm's Personal pension scheme business, the firm is limited to carrying on this activity in the rights under the personal pension scheme(s) that it operates.
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

  • Holds Your Assets

    For Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Roger Philip Yates

    IRN RPY01006

    • (2169)SMF7 Group Entity Senior Manager (12 Jul 2022 to 18 May 2023)
    • (2168)SMF12 Chair of the Remuneration Committee (12 Jul 2022 to 12 Jul 2022)
    • (2167)SMF14 Senior Independent Director (10 Dec 2018 to 17 May 2021)
    • (2165)SIMF14 Senior Independent Director (8 Oct 2018 to 9 Dec 2018)
    • (2166)SIMF12 Chair of the Remuneration Committee (7 Mar 2016 to 9 Dec 2018)
    • (2170)CF2 Non Executive Director (12 Nov 2013 to 6 Mar 2016)
  • Roger Raymond Chamberlain

    IRN RRC00004

    • (1150)CF22 Investment Adviser (Trainee) (17 Mar 2003 to 3 Jun 2003)
  • Roger Roberts

    IRN RXR00017

    • (1493)CF21 Investment Adviser (1 Dec 2001 to 16 Jul 2002)
  • Roger Thomas Watts

    IRN RTW00005

    • (550)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
  • Rognvald Bullen

    IRN RXB00073

    • (758)CF22 Investment Adviser (Trainee) (1 Dec 2001 to 18 Dec 2002)
  • Ronald James Lynn

    IRN RJL00005

    • (908)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
  • Ronald Keith Jordan

    IRN RKJ00002

    • (1106)CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2002)
  • Ronald Malcolm Arthur

    IRN RMA00001

    • (1189)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
  • Ronald Thornton

    IRN RXT00068

    • (630)CF21 Investment Adviser (1 Dec 2001 to 28 Feb 2003)
  • Ronald Walker

    IRN RXW00009

    • (15)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
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Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

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Recent activity

Updates to this firm's record on the FCA register.

  1. controlled function added: (2220)[FCA CF] Material risk taker

  2. controlled function added: (2219)CF21 Investment Adviser

  3. controlled function added: (2218)Director of firm who is not a certification employee or a SMF manager

  4. controlled function added: (2217)CF12 Actuarial

  5. controlled function added: (2216)CF21 Investment Adviser

  6. controlled function added: (2215)CF22 Investment Adviser (Trainee)

  7. controlled function added: (2214)CF10 Compliance Oversight

  8. controlled function added: (2213)CF21 Investment Adviser

  9. controlled function added: (2212)CF21 Investment Adviser

  10. controlled function added: (2211)CF21 Investment Adviser

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