ST. JAMES'S PLACE UK PLC

FRN: 150026
Date authorised: 1 April 2013
Companies House: 02628062
Last scraped: 3 days ago

Addresses

The contact details this firm has registered with the FCA.

Principal Place of Business

St. James's Place House

1 Tetbury Road

Cirencester

Gloucestershire

GL7 1FP

UNITED KINGDOM

Phone

+4401285640302

Web

https://www.sjp.co.uk
Complaints Contact

St. James's Place House

1 Tetbury Road

Cirencester

Gloucestershire

GL7 1FP

UNITED KINGDOM

Phone

+4401285640302

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

Bank Deposits

For All, Deposit
Show 1 limitation Hide limitations
- · Limited to accepting deposits in the course of carrying on insurance business for which the firm holds a permission.
Authorised to Operate
Show 1 limitation Hide limitations
- · The firm can only agree to carry on the regulated activities specified in this Notice.
Arranges Investments

For Retail (Investment), Professional, Personal pension scheme, Rights to or interests in investments (Security)
Show 2 limitations Hide limitations
- · In respect of the firm's Personal pension scheme business, the firm is limited to carrying on this activity in the rights under the personal pension scheme(s) that it operates.
- · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
Arranges Asset Safekeeping

For Retail (Investment), Professional, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Option (excluding a commodity option and an option on a commodity future), Future (excluding a commodity future and a rolling spot forex contract), Life Policy, Stakeholder pension scheme, Rights to or interests in investments (Security), Rights to or interests in investments (Contractually Based Investments), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Rolling spot forex contract, Spread Bet, Personal pension scheme
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Manages Insurance Policies

For All, Life and annuity, Linked long-term, Permanent health, Pension fund management
Stockbroking

For Retail (Investment), Professional, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Option (excluding a commodity option and an option on a commodity future), Future (excluding a commodity future and a rolling spot forex contract), Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Rights to or interests in investments (Security), Rights to or interests in investments (Contractually Based Investments), Commodity Future, Commodity option and option on commodity future, Life Policy, Rolling spot forex contract, Spread Bet, Stakeholder pension scheme, Personal pension scheme
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Trades With You Directly

For Retail (Investment), Professional, Eligible Counterparty, Life Policy, Rights to or interests in investments (Contractually Based Investments), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rolling spot forex contract, Spread Bet, Rights to or interests in investments (Security), Personal pension scheme
Show 3 limitations Hide limitations
- · In respect of the firm's Personal pension scheme business, the firm is limited to carrying on this activity in the rights under the personal pension scheme(s) that it operates.
- · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
- · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
Issues Insurance

For All, Life and annuity, Linked long-term, Permanent health, Pension fund management
Runs Personal Pensions

For Retail (Investment), Professional, Personal pension scheme
Investment Setup

For Retail (Investment), Professional, Personal pension scheme, Rights to or interests in investments (Security)
Show 2 limitations Hide limitations
- · In respect of the firm's Personal pension scheme business, the firm is limited to carrying on this activity in the rights under the personal pension scheme(s) that it operates.
- · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
Holds Your Assets

For Retail (Investment), Professional, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Option (excluding a commodity option and an option on a commodity future), Future (excluding a commodity future and a rolling spot forex contract), Life Policy, Stakeholder pension scheme, Rights to or interests in investments (Security), Rights to or interests in investments (Contractually Based Investments), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Rolling spot forex contract, Spread Bet, Personal pension scheme
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

Sandra Jayne Bainbridge
IRN SJW00139
- (1375)CF22 Investment Adviser (Trainee) (20 Jun 2003 to 1 Jul 2003)
Sarah Buck
IRN SEY00002
- (1341)CF22 Investment Adviser (Trainee) (31 Mar 2003 to 3 Jun 2003)
Sarah Catherine Bates
IRN SCB01091
- (2176)SIMF9 Chairman (7 Mar 2016 to 8 Oct 2018)
- (2177)CF2 Non Executive Director (1 Dec 2006 to 6 Mar 2016)
Sarah Elizabeth Ewart
IRN SEE00001
- (1557)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Sarah Jane Daniell
IRN SJD00037
- (1439)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Sarah Jane Illingworth
IRN SJI00003
- (601)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Sarah Jane Turner
IRN SXT00803
- (8)[FCA CF] Material risk taker (since 1 Jan 2026)
- (9)[FCA CF] Significant management (since 2 Jun 2025)
Sarah Marie Elizabeth Ruggins
IRN SXR00690
- (1410)[FCA CF] Manager of certification employee (4 Apr 2023 to 4 Oct 2023)
Sarah Mary Hughes
IRN SMH00001
- (1320)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Satish Chander Dosaj
IRN SCD00011
- (184)CF21 Investment Adviser (1 Dec 2001 to 4 Nov 2002)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Omega Management Ltd (no longer appointed)
FRN 207134 · Appointed 1 Nov 2001 · Until 3 Jun 2003
PFM Financial Solutions (no longer appointed)
FRN 207116 · Appointed 30 Oct 2001 · Until 3 Jun 2003
Coversure Insurance Services Franchise (no longer appointed)
FRN 207121 · Appointed 30 Oct 2001 · Until 3 Jun 2003
North Wray Associates (no longer appointed)
FRN 207117 · Appointed 30 Oct 2001 · Until 3 Jun 2003
Ian Fraser (no longer appointed)
FRN 207123 · Appointed 30 Oct 2001 · Until 27 Mar 2002
Steven Akers (no longer appointed)
FRN 207128 · Appointed 30 Oct 2001 · Until 3 Jun 2003
Ellis Financial Management (no longer appointed)
FRN 207127 · Appointed 30 Oct 2001 · Until 3 Jun 2003
Paul Hough (no longer appointed)
FRN 207124 · Appointed 30 Oct 2001 · Until 3 Jun 2003
Motley Wealth Management Limited (no longer appointed)
FRN 207119 · Appointed 30 Oct 2001 · Until 3 Jun 2003
Clifford Charles Linsdell Mortgage & Business Adviser (no longer appointed)
FRN 207120 · Appointed 30 Oct 2001 · Until 3 Jun 2003

Recent activity

Updates to this firm's record on the FCA register.

3 days ago
controlled function added: (2220)[FCA CF] Material risk taker
3 days ago
controlled function added: (2219)CF21 Investment Adviser
3 days ago
controlled function added: (2218)Director of firm who is not a certification employee or a SMF manager
3 days ago
controlled function added: (2217)CF12 Actuarial
3 days ago
controlled function added: (2216)CF21 Investment Adviser
3 days ago
controlled function added: (2215)CF22 Investment Adviser (Trainee)
3 days ago
controlled function added: (2214)CF10 Compliance Oversight
3 days ago
controlled function added: (2213)CF21 Investment Adviser
3 days ago
controlled function added: (2212)CF21 Investment Adviser
3 days ago
controlled function added: (2211)CF21 Investment Adviser

What it all means

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.