Date authorised
1 April 2013
Companies House
03163656
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Tower Bridge House
    St. Katharines Way
    London
    E1W 1BQ
    UNITED KINGDOM
    Phone
    +4402072651871
  • Complaints Contact

    Tower Bridge House
    St Katharines Way
    London
    E1W 1BQ
    UNITED KINGDOM
    Phone
    +4402072651871

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Spread Bet, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Spread Bet, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • Stockbroking

    For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments)

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • Investment Setup

    For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Spread Bet, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Richard Walter Minton Haines

    IRN RWH01103

    • CF30 Customer (1 Nov 2007 to 25 Mar 2009)
    • CF1 Director (1 Feb 2005 to 25 Mar 2009)
    • CF21 Investment Adviser (28 Oct 2002 to 31 Oct 2007)
  • Robert Dennis

    IRN RXD01177

    • CF1 Director (15 Feb 2008 to 30 Jun 2011)
    • CF30 Customer (1 Nov 2007 to 24 Apr 2012)
    • CF26 Customer Trading (2 Jul 2007 to 31 Oct 2007)
    • CF21 Investment Adviser (2 Jul 2007 to 31 Oct 2007)
  • Sam Thomas Deeble

    IRN SXD00574

    • [FCA CF] Client dealing (since 8 Sep 2022)
  • Shane BLACKSON

    IRN SPB01233

    • [FCA CF] Client dealing (1 Mar 2021 to 29 Nov 2021)
  • Shaun Bruce Lyon

    IRN SBL01009

    • CF30 Customer (1 Nov 2007 to 23 Sep 2008)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
  • Simon James Hardy

    IRN SJH01233

    • CF30 Customer (11 Jun 2010 to 1 May 2015)
  • Simon Nicholas Pallant

    IRN SNP01018

    • CF21 Investment Adviser (1 Dec 2001 to 4 Apr 2002)
  • Stanko Georgiev Jekov

    IRN SXJ09015

    • CF2 Non Executive Director (18 Dec 2018 to 8 Dec 2019)
  • Stephanie Anna Idicula

    IRN SAI01025

    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF30 Customer (21 Oct 2019 to 8 Dec 2019)
  • Stephen Slater

    IRN SXS01319

    • CF21 Investment Adviser (25 Nov 2004 to 14 Sep 2007)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.