SSE Trading Limited

Date authorised
1 April 2013
Companies House
04336842
Last scraped
1 day ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Grampian House
    200 Dunkeld Road
    Perth
    Perthshire
    PH1 3GH
    UNITED KINGDOM
    Phone
    +441738341355

  • Complaints Contact

    Grampian House
    200 Dunkeld Road
    Perth
    Perthshire
    PH1 3GH
    UNITED KINGDOM
    Phone
    +441738341355

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Professional, Eligible Counterparty, Option (excluding a commodity option and an option on a commodity future), Future (excluding a commodity future and a rolling spot forex contract), Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Rights to or interests in investments (Contractually Based Investments), Commodity Future, Commodity option and option on commodity future

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

  • Stockbroking

    For Professional, Eligible Counterparty, Option (excluding a commodity option and an option on a commodity future), Future (excluding a commodity future and a rolling spot forex contract), Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Rights to or interests in investments (Contractually Based Investments), Commodity Future, Commodity option and option on commodity future

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

  • Investment Setup

    For Professional, Eligible Counterparty, Option (excluding a commodity option and an option on a commodity future), Future (excluding a commodity future and a rolling spot forex contract), Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Rights to or interests in investments (Contractually Based Investments), Commodity Future, Commodity option and option on commodity future

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Bryan William Nicol

    IRN BWN01006

    • (51)CF30 Customer (7 Nov 2008 to 12 Jun 2017)
  • Carl Peach

    IRN CXP01253

    • (42)CF26 Customer Trading (9 Jan 2003 to 31 May 2007)
  • Christopher Charles James Scarborough

    IRN CCS01032

    • (7)CF30 Customer (1 Nov 2007 to 17 Dec 2010)
    • (8)CF26 Customer Trading (9 Jan 2003 to 31 Oct 2007)
  • Christopher Paul Jones

    IRN CPJ01021

    • (133)[FCA CF] Client dealing (9 Dec 2019 to 20 Mar 2026)
    • (132)CF30 Customer (17 Sep 2012 to 8 Dec 2019)
  • Colin Hugh Mochan

    IRN CHM01065

    • (121)[FCA CF] Manager of certification employee (15 Aug 2025 to 20 Mar 2026)
    • (120)[FCA CF] Client dealing (19 Apr 2024 to 20 Mar 2026)
    • (119)CF30 Customer (15 May 2013 to 8 Aug 2017)
  • Daniel Jones

    IRN DXJ00310

    • (123)[FCA CF] Client dealing (5 Mar 2024 to 20 Mar 2026)
  • David Alexander Small

    IRN DAS01210

    • (138)[FCA CF] Manager of certification employee (9 Dec 2019 to 20 Mar 2026)
    • (136)CF30 Customer (1 Nov 2007 to 22 Dec 2014)
    • (137)CF26 Customer Trading (1 Feb 2006 to 31 Oct 2007)
  • David Arthur Fernie

    IRN DAF01062

    • (139)SMF3 Executive Director (9 Dec 2019 to 1 Nov 2024)
    • (142)CF1 Director (12 Jan 2017 to 8 Dec 2019)
    • (140)CF30 Customer (1 Nov 2007 to 22 Dec 2014)
    • (141)CF26 Customer Trading (9 Jan 2003 to 31 Oct 2007)
  • David Graham Franklin

    IRN DGF01025

    • (83)CF8 Apportionment and Oversight (9 Jan 2003 to 31 Mar 2009)
    • (84)CF3 Chief Executive (9 Jan 2003 to 28 Feb 2013)
    • (85)CF1 Director (9 Jan 2003 to 28 Feb 2013)
  • David James Perkins

    IRN DJP01219

    • (32)CF26 Customer Trading (12 May 2003 to 1 Feb 2007)
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Recent activity

Updates to this firm's record on the FCA register.

  1. controlled function added: (92)CF30 Customer

  2. controlled function added: (91)Director of firm who is not a certification employee or a SMF manager

  3. controlled function added: (90)[FCA CF] Manager of certification employee

  4. controlled function added: (89)[FCA CF] Client dealing

  5. controlled function added: (88)[FCA CF] Client dealing

  6. controlled function added: (87)Director of firm who is not a certification employee or a SMF manager

  7. controlled function added: (86)CF30 Customer

  8. controlled function added: (85)CF1 Director

  9. controlled function added: (84)CF3 Chief Executive

  10. controlled function added: (83)CF8 Apportionment and Oversight

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