David Alexander Small

Last updated
1 month ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • SSE Trading Limited (no longer approved here)

    FRN 217759

    • (138)[FCA CF] Manager of certification employee (9 Dec 2019 to 20 Mar 2026)
    • (136)CF30 Customer (1 Nov 2007 to 22 Dec 2014)
    • (137)CF26 Customer Trading (1 Feb 2006 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function removed: [FCA CF] Manager of certification employee at SSE Trading Limited

  2. controlled function added: (136)CF30 Customer at SSE Trading Limited

  3. controlled function added: (137)CF26 Customer Trading at SSE Trading Limited

  4. controlled function added: (138)[FCA CF] Manager of certification employee at SSE Trading Limited