Square Mile Investment Services Limited
Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
101 Wigmore StreetLondonW1U 1QUUNITED KINGDOM- Phone
- +4402073999470
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Complaints Contact
101 Wigmore StreetLondonW1U 1QUUNITED KINGDOM- Phone
- +4402073999470
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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Investment Advice (no pensions)
For Professional, Certificates representing certain security, Rights to or interests in investments (Security), Share, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
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Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
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Arranges Investments
For Professional, Certificates representing certain security, Rights to or interests in investments (Security), Share, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
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Stockbroking
For Professional, Certificates representing certain security, Rights to or interests in investments (Security), Share, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
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Investment Setup
For Professional, Certificates representing certain security, Personal pension scheme, Rights to or interests in investments (Security), Share, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
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Manages Your Portfolio
For Professional, Certificates representing certain security, Life Policy, Personal pension scheme, Rights to or interests in investments (Security), Share, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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James Jason Broomer
IRN JJB01069
- SMF3 Executive Director (9 Dec 2019 to 30 Apr 2021)
- CF30 Customer (13 Nov 2014 to 8 Dec 2019)
- CF1 Director (13 Nov 2014 to 8 Dec 2019)
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James McAlister Glover
IRN JMG01089
- [FCA CF] Manager of certification employee (9 Dec 2019 to 1 Jan 2023)
- [FCA CF] Client dealing (9 Dec 2019 to 10 Mar 2025)
- CF30 Customer (15 Nov 2018 to 8 Dec 2019)
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Jane White
IRN JXW00446
- [FCA CF] CASS oversight function (since 4 Sep 2025)
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John David Fleetwood
IRN JDF00006
- [FCA CF] Client dealing (1 Jul 2020 to 30 Sep 2022)
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John Monaghan
IRN JXM02408
- [FCA CF] Client dealing (since 9 Dec 2019)
- [FCA CF] Manager of certification employee (since 9 Dec 2019)
- CF30 Customer (13 Nov 2014 to 8 Dec 2019)
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Lisa Juniper
IRN LXJ00082
- SMF16 Compliance Oversight (since 14 Dec 2022)
- SMF3 Executive Director (since 14 Dec 2022)
- SMF17 Money Laundering Reporting Officer (MLRO) (since 14 Dec 2022)
- [FCA CF] Material risk taker (9 Dec 2019 to 14 Dec 2022)
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Louis Selby
IRN LXS00567
- [FCA CF] Client dealing (9 Dec 2023 to 20 Aug 2024)
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Mark Adrian Harries
IRN MAH01198
- SMF3 Executive Director (since 1 Nov 2021)
- [FCA CF] Client dealing (since 12 Apr 2021)
- [FCA CF] Significant management (12 Apr 2021 to 1 Nov 2021)
- [FCA CF] Manager of certification employee (12 Apr 2021 to 1 Nov 2021)
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Mark Knowles Hinton
IRN MXH01557
- [FCA CF] Client dealing (15 Sep 2023 to 8 Dec 2023)
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Mark Richard James
IRN MRJ01067
- SMF3 Executive Director (9 Dec 2019 to 31 Dec 2020)
- CF1 Director (13 Nov 2014 to 8 Dec 2019)
Recent activity
Updates to this firm's record on the FCA register.
No changes recorded yet.