Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Square Mile Investment Services Limited
FRN 625562
- SMF16 Compliance Oversight (since 14 Dec 2022)
- SMF17 Money Laundering Reporting Officer (MLRO) (since 14 Dec 2022)
- SMF3 Executive Director (since 14 Dec 2022)
- [FCA CF] Material risk taker (9 Dec 2019 to 14 Dec 2022)
Recent activity
Updates to this individual's record on the FCA register.
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