Date authorised
1 April 2013
Companies House
02197281
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    31 Lowndes Street
    London
    SW1X 9HX
    UNITED KINGDOM
    Phone
    +442081547280
  • Complaints Contact

    31 Lowndes Street
    London
    SW1X 9HX
    UNITED KINGDOM
    Phone
    +442081547280

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Buy-to-Let Mortgage Advice

  • Buy-to-Let Mortgage Arranging

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Mortgage Advice

    For Customer, Regulated mortgage contract

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Mortgage Arranging

    For Customer, Regulated mortgage contract

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Buy-to-Let Start Date

  • Buy-to-Let Status

  • Credit Brokering

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Debt Advice

    Show 1 limitation
    • · Limited to debt counselling excluding giving advice about debt management plans. In this limitation “debt management plans” is defined as: “a non-statutory agreement between a customer and one or more of the customer's lenders the aim of which is to discharge or liquidate the customer's debts, by making regular payments to a third party which administers the plan and distributes the money to the lenders”.
  • Mortgage Setup

    For Customer, Regulated mortgage contract

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Gareth Edmund Clutton

    IRN GEC01042

    • CF1 Director (31 Oct 2004 to 10 Dec 2009)
  • Gemma Louise Gillan

    IRN GLG01014

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • [FCA CF] Functions requiring qualifications (since 24 Nov 2020)
  • Guy Gittins

    IRN GXG16847

    • CF2 Non Executive Director (16 Sep 2019 to 8 Dec 2019)
  • Henry Martyn Knight

    IRN HMK00002

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • [FCA CF] Functions requiring qualifications (since 24 Nov 2020)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • SMF1 Chief Executive (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • Responsibility for MCD Intermediation (since 21 Mar 2016)
    • CF10 Compliance Oversight (2 Nov 2017 to 8 Dec 2019)
    • CF8 Apportionment and Oversight (10 Sep 2007 to 31 Mar 2009)
    • CF3 Chief Executive (10 Sep 2007 to 8 Dec 2019)
    • CF1 Director (2 Jun 2006 to 8 Dec 2019)
    • Responsible for Insurance Mediation (2 Jun 2006 to 30 Sep 2018)
  • James Armstrong

    IRN JAA01158

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • [FCA CF] Functions requiring qualifications (since 24 Nov 2020)
  • James Charles Wakefield

    IRN JCW00078

    • [FCA CF] Functions requiring qualifications (24 Nov 2020 to 3 Nov 2022)
  • James Leslie Rodea

    IRN JLR01072

    • Responsible for Insurance Mediation (10 Mar 2005 to 24 Mar 2006)
    • CF1 Director (31 Oct 2004 to 24 Mar 2006)
  • Jihan Howard

    IRN JXH00765

    • [FCA CF] Functions requiring qualifications (29 Nov 2021 to 11 Oct 2024)
  • Joshua Forth

    IRN JXF00177

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • [FCA CF] Functions requiring qualifications (since 3 Jul 2023)
  • Julie Anne Johnson

    IRN JXJ00046

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • [FCA CF] Functions requiring qualifications (since 24 Nov 2020)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

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