Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Springtide Capital Limited
FRN 313874
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- [FCA CF] Functions requiring qualifications (since 24 Nov 2020)
- SMF3 Executive Director (since 9 Dec 2019)
- SMF1 Chief Executive (since 9 Dec 2019)
- SMF16 Compliance Oversight (since 9 Dec 2019)
- Responsible for Insurance Distribution (since 1 Oct 2018)
- Responsibility for MCD Intermediation (since 21 Mar 2016)
- CF10 Compliance Oversight (2 Nov 2017 to 8 Dec 2019)
- CF3 Chief Executive (10 Sep 2007 to 8 Dec 2019)
- CF8 Apportionment and Oversight (10 Sep 2007 to 31 Mar 2009)
- CF1 Director (2 Jun 2006 to 8 Dec 2019)
- Responsible for Insurance Mediation (2 Jun 2006 to 30 Sep 2018)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.