Date authorised
11 November 2021
Companies House
12876937
Last scraped
6 days ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Mitre House
    12-14 Mitre Street
    London
    EC3A 5BU
    UNITED KINGDOM
    Phone
    +442045831571
  • Complaints Contact

    Mitre House
    12-14 Mitre Street
    London
    EC3A 5BU
    UNITED KINGDOM
    Phone
    +442045831571

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Non-investment insurance contracts

  • Stockbroking

    For Commercial, Non-investment insurance contracts

  • Investment Setup

    For Commercial, Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Andrea Nicoli

    IRN AXN08906

    • SMF3 Executive Director (since 7 Jul 2022)
  • Bethany Thomas

    IRN BXT00158

    • SMF3 Executive Director (since 1 Nov 2025)
    • [FCA CF] Significant management (since 1 Feb 2023)
  • Ian Theodorus Jacob

    IRN IXJ46535

    • SMF3 Executive Director (14 Apr 2021 to 31 Mar 2025)
    • SMF16 Compliance Oversight (14 Apr 2021 to 14 Apr 2021)
  • Jason Clive Edwards

    IRN JCE01053

    • SMF3 Executive Director (11 Nov 2021 to 31 Mar 2024)
  • Jeremy Edward Miles

    IRN JXM03835

    • SMF1 Chief Executive (31 Jan 2022 to 1 Feb 2022)
  • Nathan Thom Sewell

    IRN NTS01012

    • SMF3 Executive Director (11 Nov 2021 to 13 Jan 2025)
    • Responsible for Insurance Distribution (11 Nov 2021 to 13 Jan 2025)
  • Nigel Alexander John Brand

    IRN NXB00407

    • SMF3 Executive Director (since 12 Dec 2022)
  • Paula McManus

    IRN PXM00547

    • SMF3 Executive Director (1 Jan 2023 to 1 May 2024)
  • Peter William Blanc

    IRN PWB01072

    • SMF3 Executive Director (22 Dec 2021 to 3 Oct 2022)
  • Russell William Neil Kilpatrick

    IRN RWK01026

    • SMF9 Chair of the Governing Body (since 9 Nov 2021)
    • SMF3 Executive Director (since 9 Nov 2021)
    • CF3 Chief Executive (AR) (16 May 2022 to 10 Sep 2024)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.