Date authorised
11 November 2021
Companies House
12876937
Last scraped
6 days ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Mitre House
    12-14 Mitre Street
    London
    EC3A 5BU
    UNITED KINGDOM
    Phone
    +442045831571
  • Complaints Contact

    Mitre House
    12-14 Mitre Street
    London
    EC3A 5BU
    UNITED KINGDOM
    Phone
    +442045831571

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Non-investment insurance contracts

  • Stockbroking

    For Commercial, Non-investment insurance contracts

  • Investment Setup

    For Commercial, Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Samantha Claire Dias

    IRN SXD00569

    • SMF3 Executive Director (11 Sep 2022 to 3 Oct 2022)
  • Stuart Paul Rootham

    IRN SPR01062

    • Responsible for Insurance Distribution (9 Nov 2021 to 3 Oct 2022)
    • SMF3 Executive Director (9 Nov 2021 to 3 Oct 2022)
  • Susan Saddington

    IRN SXS00951

    • SMF3 Executive Director (since 18 Jun 2024)
    • [FCA CF] Significant management (since 1 Feb 2023)
  • Tim Mark Holland

    IRN TMH01105

    • SMF3 Executive Director (14 Apr 2021 to 31 May 2022)
  • Tristan Sargeaunt

    IRN TXS03537

    • SMF3 Executive Director (since 11 Jan 2023)
    • Responsible for Insurance Distribution (since 11 Jan 2023)
    • SMF1 Chief Executive (since 11 Jan 2023)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.