Date authorised
1 April 2013
Companies House
03720378
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    26-30 Upper Marlborough Road
    St. Albans
    Hertfordshire
    AL1 3UU
    UNITED KINGDOM
    Phone
    +441727895000
  • Complaints Contact

    26-30 Upper Marlborough Road
    St. Albans
    Hertfordshire
    AL1 3UU
    UNITED KINGDOM
    Phone
    +441727895000

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Trades With You Directly

    For Eligible Counterparty, Professional, Retail (Investment), Binary Bet, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract, Spread Bet

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Christopher James Field

    IRN CJF01103

    • [FCA CF] Client dealing (since 31 Mar 2023)
    • [FCA CF] Material risk taker (since 31 Mar 2023)
    • [FCA CF] Significant management (since 9 Dec 2019)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF26 Customer Trading (13 Oct 2005 to 31 Oct 2007)
  • Christopher John Parr

    IRN CJP01163

    • CF30 Customer (1 Nov 2007 to 12 Nov 2009)
    • CF26 Customer Trading (16 Oct 2007 to 31 Oct 2007)
  • Christopher Marc Deciacco

    IRN CMD01093

    • CF30 Customer (1 Nov 2007 to 16 Sep 2008)
    • CF26 Customer Trading (18 Apr 2005 to 31 Oct 2007)
  • Christopher Robert Bell

    IRN CRB01150

    • CF30 Customer (24 Jun 2009 to 12 Nov 2009)
  • Christopher Robin Houston

    IRN CRH01058

    • CF26 Customer Trading (1 Dec 2001 to 28 Aug 2002)
  • Claire Rebecca Griffiths

    IRN CRG01030

    • CF26 Customer Trading (1 Dec 2001 to 15 Dec 2003)
  • Colin David Russell Allen

    IRN CDA01026

    • CF2 Non Executive Director (1 Dec 2001 to 8 Dec 2019)
  • Connor Burrowes

    IRN CXB01695

    • CF26 Customer Trading (27 Sep 2005 to 20 Sep 2007)
  • Daniel Boardley

    IRN DXB01396

    • [FCA CF] Client dealing (since 5 Apr 2023)
    • CF30 Customer (1 Apr 2009 to 1 Nov 2013)
  • Daniel Gott

    IRN DXG00470

    • [FCA CF] Client dealing (since 22 May 2023)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.