Date authorised
1 April 2013
Companies House
03720378
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    26-30 Upper Marlborough Road
    St. Albans
    Hertfordshire
    AL1 3UU
    UNITED KINGDOM
    Phone
    +441727895000
  • Complaints Contact

    26-30 Upper Marlborough Road
    St. Albans
    Hertfordshire
    AL1 3UU
    UNITED KINGDOM
    Phone
    +441727895000

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Trades With You Directly

    For Eligible Counterparty, Professional, Retail (Investment), Binary Bet, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract, Spread Bet

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Calum Buchanan

    IRN CXB00814

    • [FCA CF] Client dealing (since 1 Jun 2023)
  • Cameron Davidson

    IRN CXD00422

    • [FCA CF] Client dealing (5 Jan 2023 to 11 Jul 2023)
  • Carline Cheng

    IRN CXC01416

    • CF26 Customer Trading (10 Sep 2003 to 15 Dec 2003)
  • Carly Simone Taylor

    IRN CST01017

    • CF26 Customer Trading (1 May 2004 to 27 Apr 2004)
  • Catherine Prideaux

    IRN CXP01140

    • CF30 Customer (1 Nov 2007 to 28 Feb 2009)
    • CF26 Customer Trading (13 Jul 2007 to 31 Oct 2007)
  • Chad William Desborough

    IRN CWD01034

    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF30 Customer (12 Oct 2015 to 8 Dec 2019)
  • Charles Dennis Paul Bruce

    IRN CDB01091

    • CF26 Customer Trading (15 Apr 2002 to 31 May 2003)
  • Charles Stuart Christian Runham

    IRN CSR01032

    • [FCA CF] Client dealing (9 Dec 2019 to 31 Jan 2022)
    • CF30 Customer (1 Nov 2013 to 8 Dec 2019)
  • Christopher David Bradley

    IRN CDB01098

    • [FCA CF] Client dealing (since 24 Mar 2023)
    • [FCA CF] Manager of certification employee (24 Mar 2023 to 4 May 2023)
    • CF30 Customer (1 Nov 2007 to 1 Dec 2013)
    • CF26 Customer Trading (2 May 2003 to 31 Oct 2007)
  • Christopher Ian Loud

    IRN CIL01005

    • [FCA CF] Manager of certification employee (since 24 Aug 2023)
    • [FCA CF] Client dealing (since 5 Apr 2023)
    • CF30 Customer (1 Nov 2007 to 12 Nov 2009)
    • CF26 Customer Trading (29 Oct 2007 to 31 Oct 2007)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.