Date authorised
1 April 2013
Companies House
03720378
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    26-30 Upper Marlborough Road
    St. Albans
    Hertfordshire
    AL1 3UU
    UNITED KINGDOM
    Phone
    +441727895000
  • Complaints Contact

    26-30 Upper Marlborough Road
    St. Albans
    Hertfordshire
    AL1 3UU
    UNITED KINGDOM
    Phone
    +441727895000

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Trades With You Directly

    For Eligible Counterparty, Professional, Retail (Investment), Binary Bet, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract, Spread Bet

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Arifa Sheikh-Usmani

    IRN AXS01865

    • CF30 Customer (1 Nov 2007 to 8 Mar 2010)
    • CF26 Customer Trading (27 Feb 2003 to 31 Oct 2007)
  • Ashley Pereira

    IRN AXP00826

    • [FCA CF] Client dealing (since 1 Jun 2023)
  • Barry Michael Bicknell

    IRN BMB01041

    • CF28 Systems and controls (2 Mar 2010 to 24 Jan 2011)
  • Benjamin James Sadler

    IRN BJS01124

    • [FCA CF] Client dealing (since 5 Apr 2023)
    • CF30 Customer (15 Nov 2007 to 12 Nov 2009)
  • Benjamin John Ramsay

    IRN BJR01057

    • CF30 Customer (1 Nov 2007 to 12 Nov 2009)
    • CF26 Customer Trading (31 May 2007 to 31 Oct 2007)
  • Benjamin Leonard Newton

    IRN BLN01001

    • CF30 Customer (3 Apr 2008 to 4 May 2009)
    • CF26 Customer Trading (1 Dec 2001 to 23 Jul 2004)
  • Benjamin Robert Graham

    IRN BRG01014

    • CF30 Customer (1 Nov 2007 to 31 Aug 2010)
    • CF26 Customer Trading (7 Jul 2004 to 31 Oct 2007)
  • Benjamin Rowland

    IRN BXR00189

    • [FCA CF] Manager of certification employee (since 12 Oct 2023)
    • [FCA CF] Client dealing (since 22 May 2023)
  • Bligh Wilkerson

    IRN BXW00231

    • [FCA CF] Client dealing (since 3 Jan 2023)
  • Brendan Vincent Madden

    IRN BVM01006

    • CF26 Customer Trading (1 Dec 2001 to 31 Mar 2004)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.