Date authorised
1 April 2013
Companies House
03720378
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    26-30 Upper Marlborough Road
    St. Albans
    Hertfordshire
    AL1 3UU
    UNITED KINGDOM
    Phone
    +441727895000
  • Complaints Contact

    26-30 Upper Marlborough Road
    St. Albans
    Hertfordshire
    AL1 3UU
    UNITED KINGDOM
    Phone
    +441727895000

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Trades With You Directly

    For Eligible Counterparty, Professional, Retail (Investment), Binary Bet, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract, Spread Bet

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Samuel Bottomley

    IRN SXB01017

    • [FCA CF] Client dealing (1 Sep 2022 to 4 Jun 2024)
  • Samuel Evans

    IRN SXE00254

    • [FCA CF] Client dealing (since 22 May 2023)
  • Samuel Fox

    IRN SXF01798

    • [FCA CF] Client dealing (9 Dec 2019 to 18 Apr 2023)
    • CF30 Customer (22 May 2017 to 8 Dec 2019)
  • Scott William Salkeld

    IRN SWS01027

    • CF26 Customer Trading (1 Dec 2001 to 11 Sep 2004)
  • Sharon June Arch

    IRN SJA01100

    • CF26 Customer Trading (7 Jan 2002 to 26 Feb 2002)
  • Shaun Donald Howells

    IRN SXH01595

    • [FCA CF] Material risk taker (since 31 Mar 2023)
    • [FCA CF] Client dealing (since 31 Mar 2023)
    • [FCA CF] Significant management (since 9 Dec 2019)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF26 Customer Trading (7 Jul 2004 to 30 Dec 2004)
  • Shaun Gavin Lister

    IRN SGL01026

    • CF26 Customer Trading (31 Jan 2004 to 30 Nov 2005)
  • Simon Dodkin

    IRN SAD01086

    • SMF16 Compliance Oversight (14 Feb 2022 to 20 Jan 2023)
    • SMF17 Money Laundering Reporting Officer (MLRO) (14 Feb 2022 to 20 Jan 2023)
  • Simon Gaskell

    IRN SXG00648

    • [FCA CF] Client dealing (since 24 Mar 2023)
  • Simon James Horley

    IRN SJH01330

    • CF26 Customer Trading (1 Dec 2002 to 31 Jul 2003)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.