Date authorised
1 April 2013
Companies House
03720378
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    26-30 Upper Marlborough Road
    St. Albans
    Hertfordshire
    AL1 3UU
    UNITED KINGDOM
    Phone
    +441727895000
  • Complaints Contact

    26-30 Upper Marlborough Road
    St. Albans
    Hertfordshire
    AL1 3UU
    UNITED KINGDOM
    Phone
    +441727895000

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Trades With You Directly

    For Eligible Counterparty, Professional, Retail (Investment), Binary Bet, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract, Spread Bet

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Allan Philip Morley

    IRN APM01100

    • SMF3 Executive Director (since 9 Dec 2019)
    • CF1 Director (19 Dec 2011 to 8 Dec 2019)
    • CF26 Customer Trading (14 Jan 2002 to 3 Sep 2004)
  • Andrew Hunter

    IRN AJH01668

    • CF30 Customer (19 Sep 2016 to 15 Sep 2017)
  • Andrew James Wallington

    IRN AJW01270

    • [FCA CF] Client dealing (since 31 Mar 2023)
    • [FCA CF] Material risk taker (since 31 Mar 2023)
    • [FCA CF] Significant management (since 9 Dec 2019)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF26 Customer Trading (1 Dec 2001 to 31 Oct 2007)
  • Andrew James Wright

    IRN AJW01255

    • CF26 Customer Trading (1 Dec 2001 to 30 Dec 2004)
  • Andrew Michael Sykes

    IRN AMS01127

    • [FCA CF] Client dealing (9 Dec 2019 to 29 May 2025)
    • CF30 Customer (18 Oct 2013 to 8 Dec 2019)
    • CF21 Investment Adviser (12 Feb 2003 to 15 Dec 2003)
  • Andrew Sinfield

    IRN AXS01622

    • [FCA CF] Client dealing (since 1 Jun 2023)
  • Andrew Stewart Kirkpatrick

    IRN ASK01040

    • [FCA CF] Client dealing (since 5 Apr 2023)
    • CF30 Customer (1 Nov 2007 to 31 Dec 2014)
    • CF26 Customer Trading (1 Sep 2005 to 31 Oct 2007)
  • Andrew Templeman

    IRN AXT01280

    • CF30 Customer (1 Nov 2007 to 30 Dec 2008)
    • CF26 Customer Trading (31 May 2007 to 31 Oct 2007)
  • Angus Smith

    IRN AXS05017

    • [FCA CF] Client dealing (since 26 Oct 2023)
  • Aodhan Hatch

    IRN AXH03236

    • [FCA CF] Client dealing (since 10 Nov 2025)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.