Date authorised
1 April 2013
Companies House
03720378
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    26-30 Upper Marlborough Road
    St. Albans
    Hertfordshire
    AL1 3UU
    UNITED KINGDOM
    Phone
    +441727895000
  • Complaints Contact

    26-30 Upper Marlborough Road
    St. Albans
    Hertfordshire
    AL1 3UU
    UNITED KINGDOM
    Phone
    +441727895000

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Trades With You Directly

    For Eligible Counterparty, Professional, Retail (Investment), Binary Bet, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract, Spread Bet

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Robert Winn

    IRN RXW00607

    • [FCA CF] Client dealing (since 9 Oct 2024)
  • Roberta Lowes

    IRN RXL01259

    • CF26 Customer Trading (19 Apr 2004 to 19 Apr 2004)
  • Ronnie Sulman

    IRN RXS00918

    • [FCA CF] Client dealing (since 10 Nov 2025)
    • [FCA CF] Client dealing (17 Aug 2023 to 19 Jul 2024)
  • Roscoe Boyes

    IRN RXB02820

    • CF30 Customer (1 Feb 2018 to 17 Aug 2018)
  • Ryan Gunn

    IRN RXG01378

    • CF30 Customer (1 Nov 2007 to 12 Dec 2011)
    • CF26 Customer Trading (15 Jul 2005 to 31 Oct 2007)
  • Sam Caldera

    IRN SXC01014

    • [FCA CF] Client dealing (since 1 Jun 2023)
  • Sam Jin Long Goodyear

    IRN SJG01270

    • CF30 Customer (3 Apr 2008 to 28 Dec 2008)
  • Sam Meisel

    IRN SXM04561

    • [FCA CF] Client dealing (6 Sep 2024 to 24 Jul 2025)
  • Samantha Abbott

    IRN SXA01258

    • CF26 Customer Trading (1 Dec 2001 to 8 Oct 2002)
  • Samantha Jayne Naylor

    IRN SJW01306

    • CF30 Customer (1 Nov 2007 to 8 Oct 2010)
    • CF26 Customer Trading (5 Oct 2006 to 31 Oct 2007)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.