Date authorised
1 April 2013
Companies House
03720378
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    26-30 Upper Marlborough Road
    St. Albans
    Hertfordshire
    AL1 3UU
    UNITED KINGDOM
    Phone
    +441727895000
  • Complaints Contact

    26-30 Upper Marlborough Road
    St. Albans
    Hertfordshire
    AL1 3UU
    UNITED KINGDOM
    Phone
    +441727895000

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Trades With You Directly

    For Eligible Counterparty, Professional, Retail (Investment), Binary Bet, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract, Spread Bet

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Marcus James Ford

    IRN MJF01247

    • SMF16 Compliance Oversight (since 1 Aug 2025)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 1 Aug 2025)
  • Margaret Hazelle Anderson

    IRN MHA01015

    • CF1 Director (15 Dec 2006 to 1 Feb 2010)
    • CF10 Compliance Oversight (13 Feb 2002 to 8 Jul 2011)
  • Mark Benedict Barty-King

    IRN MBB01027

    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF30 Customer (25 Mar 2015 to 8 Dec 2019)
  • Mark Lindsay

    IRN MXL01374

    • CF26 Customer Trading (15 Oct 2002 to 15 Dec 2003)
  • Martin Jones

    IRN MXJ00357

    • [FCA CF] Client dealing (since 14 Nov 2022)
  • Matthew Allen

    IRN MXA00356

    • [FCA CF] Proprietary trader (since 31 Mar 2023)
    • [FCA CF] Significant management (since 25 Jul 2022)
    • [FCA CF] Client dealing (since 1 Jun 2020)
  • Matthew Falcone

    IRN MXF01452

    • CF30 Customer (1 Nov 2007 to 6 Apr 2008)
    • CF26 Customer Trading (21 Feb 2007 to 31 Oct 2007)
  • Matthew Havard

    IRN MXH01390

    • [FCA CF] Client dealing (since 24 Mar 2023)
  • Matthew James Stanhope Clarke

    IRN MJC01266

    • CF11 Money Laundering Reporting (23 Feb 2006 to 30 Jun 2006)
  • Matthew McParland

    IRN MXM02375

    • CF10 Compliance Oversight (14 Dec 2011 to 18 Dec 2018)
    • CF28 Systems and controls (4 Mar 2011 to 9 Dec 2019)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.