Date authorised
1 April 2013
Companies House
03726678
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    6th Floor
    Sackville House 143-149
    Fenchurch Street
    London
    EC3M 6BN
    UNITED KINGDOM
    Phone
    +4402074441771
  • Complaints Contact

    6th Floor
    Sackville House 143-149
    Fenchurch Street
    London
    EC3M 6BN
    UNITED KINGDOM
    Phone
    +4402074441771

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Alan John Hootton

    IRN AJH01197

    • CF3 Chief Executive (14 Jan 2005 to 15 May 2006)
    • CF8 Apportionment and Oversight (14 Jan 2005 to 15 May 2006)
    • Responsible for Insurance Mediation (14 Jan 2005 to 31 Dec 2013)
    • CF1 Director (14 Jan 2005 to 31 Dec 2013)
  • Andrew Graham Morpeth

    IRN AGM01096

    • SMF3 Executive Director (29 Nov 2021 to 1 Jan 2023)
  • Arthur Howard Goldberg

    IRN AHG01036

    • CF2 Non Executive Director (1 Apr 2007 to 7 Dec 2007)
  • Belinda Taylor

    IRN BJT01073

    • CF1 Director (13 Jun 2014 to 18 Jun 2015)
  • Charles Wesley Singh

    IRN CWS01031

    • SMF3 Executive Director (since 1 Dec 2022)
  • Christopher Gill Harman

    IRN CGH01041

    • SMF3 Executive Director (19 Oct 2021 to 24 Oct 2023)
  • Christopher Peter Nash

    IRN CPN01019

    • CF3 Chief Executive (10 Oct 2006 to 16 Dec 2009)
    • CF1 Director (10 Oct 2006 to 16 Dec 2009)
    • CF2 Non Executive Director (18 May 2006 to 18 Sep 2006)
  • Martin John Crannis

    IRN MJC01613

    • CF3 Chief Executive (AR) (since 29 Nov 2024)
    • SMF3 Executive Director (since 9 Dec 2019)
    • SMF1 Chief Executive (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • CF3 Chief Executive (16 Jun 2015 to 8 Dec 2019)
    • CF1 Director (16 Jun 2015 to 8 Dec 2019)
    • Responsible for Insurance Mediation (16 Jun 2015 to 30 Sep 2018)
  • Matthew Saxon Riley

    IRN MSR01087

    • CF1 Director (30 Jul 2014 to 18 Jun 2015)
    • Responsible for Insurance Mediation (30 Jul 2014 to 20 Feb 2018)
    • CF3 Chief Executive (30 Jul 2014 to 18 Jun 2015)
    • CF8 Apportionment and Oversight (25 May 2007 to 31 Mar 2009)
  • Paul George Thomas

    IRN PGT01061

    • Responsible for Insurance Mediation (16 Jan 2014 to 1 Jul 2014)
    • CF3 Chief Executive (16 Jan 2014 to 1 Jul 2014)
    • CF1 Director (9 Jun 2009 to 1 Jul 2014)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.