Date authorised
1 April 2013
Companies House
03726678
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    6th Floor
    Sackville House 143-149
    Fenchurch Street
    London
    EC3M 6BN
    UNITED KINGDOM
    Phone
    +4402074441771
  • Complaints Contact

    6th Floor
    Sackville House 143-149
    Fenchurch Street
    London
    EC3M 6BN
    UNITED KINGDOM
    Phone
    +4402074441771

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Peter John Robert Nash

    IRN PJN01057

    • CF2 Non Executive Director (18 May 2006 to 6 Jan 2014)
  • Richard Charles Hayes

    IRN RCH01045

    • SMF3 Executive Director (25 Sep 2021 to 24 Oct 2023)
  • Roger James Draper

    IRN RJD01222

    • Director of firm who is not a certification employee or a SMF manager (since 24 Oct 2023)
    • Responsible for Insurance Distribution (1 Oct 2018 to 25 Oct 2023)
    • CF2 Non Executive Director (19 Mar 2015 to 8 Dec 2019)
    • Responsible for Insurance Mediation (19 Mar 2015 to 30 Sep 2018)
  • Simon Joseph Cincotta

    IRN SJC01364

    • CF2 Non Executive Director (18 May 2006 to 26 Sep 2008)
  • Steven Charles Gowland

    IRN SCG01040

    • SMF3 Executive Director (since 4 Feb 2022)
  • Timothy John Nash

    IRN TJN01036

    • CF2 Non Executive Director (4 May 2007 to 21 Feb 2018)
    • CF1 Director (12 May 2006 to 4 May 2007)
    • CF3 Chief Executive (12 May 2006 to 4 May 2007)
    • CF8 Apportionment and Oversight (12 May 2006 to 4 May 2007)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.