SPF Private Clients Limited

Date authorised
1 April 2013
Companies House
03680970
Last scraped
3 weeks ago
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Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    S P F Private Clients
    33 Gracechurch Street
    London
    City Of London
    EC3V 0BT
    UNITED KINGDOM
    Phone
    +442073308500
    Web
    https://www.spf.co.uk

  • Complaints Contact

    S P F Private Clients
    33 Gracechurch Street
    London
    City Of London
    EC3V 0BT
    UNITED KINGDOM
    Phone
    +442073308500

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Buy-to-Let Mortgage Advice

  • Buy-to-Let Mortgage Arranging

  • Pension Transfer Advice

    For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

    Show 2 limitations
    • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from pension policies with a Guaranteed Annuity Rate.
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Advice (no pensions)

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Mortgage Advice

    For Customer, Regulated mortgage contract

  • Authorised to Operate

  • Arranges Investments

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Mortgage Arranging

    For Customer, Regulated mortgage contract

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Buy-to-Let Start Date

  • Buy-to-Let Status

  • Credit Brokering

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Debt Negotiation

    Show 1 limitation
    • · Limited to debt adjusting excluding the conclusion or administration of debt management plans. In this limitation “debt management plans” is defined as: “a non-statutory agreement between a customer and one or more of the customer's lenders the aim of which is to discharge or liquidate the customer's debts, by making regular payments to a third party which administers the plan and distributes the money to the lenders”.

  • Debt Advice

    Show 1 limitation
    • · Limited to debt counselling excluding giving advice about debt management plans. In this limitation “debt management plans” is defined as: “a non-statutory agreement between a customer and one or more of the customer's lenders the aim of which is to discharge or liquidate the customer's debts, by making regular payments to a third party which administers the plan and distributes the money to the lenders”.

  • Mortgage Setup

    For Customer, Regulated mortgage contract

  • Investment Setup

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Credit Score Services

    Show 1 limitation
    • · This permission is limited to not carrying out credit repair services

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Michael Robert Boles

    IRN MRB00029

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • [FCA CF] Manager of certification employee (since 9 Dec 2019)
    • CF10 Compliance Oversight (18 Sep 2003 to 2 Mar 2004)
    • CF3 Chief Executive (1 Dec 2001 to 13 Mar 2003)
    • CF1 Director (1 Dec 2001 to 8 Dec 2019)
    • CF8 Apportionment and Oversight (1 Dec 2001 to 13 Mar 2003)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Dec 2002)
  • Michele Ferrucci

    IRN MXF00016

    • CF22 Investment Adviser (Trainee) (29 Jan 2003 to 31 Dec 2003)
  • Michelle Claire Fisher

    IRN MCF00018

    • CF21 Investment Adviser (23 Dec 2002 to 31 Jul 2003)
    • CF22 Investment Adviser (Trainee) (10 Oct 2002 to 23 Dec 2002)
  • Minoura Kyriakaki

    IRN MXK00216

    • [FCA CF] Manager of certification employee (23 Oct 2023 to 8 Nov 2024)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 8 Nov 2024)
  • Miranda John

    IRN MXJ01243

    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 31 Dec 2020)
  • Molly Ann Dix

    IRN MXD00973

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • [FCA CF] Functions requiring qualifications (since 27 Nov 2025)
  • Natalie Glover

    IRN NXG00198

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • [FCA CF] Functions requiring qualifications (since 6 Jul 2022)
  • Nathan Charles Harris

    IRN NXH00137

    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 6 Dec 2024)
  • Neil David William Chambers

    IRN NDC00011

    • CF22 Investment Adviser (Trainee) (31 Jan 2002 to 2 Jun 2003)
  • Neil Walker

    IRN NGW00013

    • CF21 Investment Adviser (18 Oct 2006 to 1 Oct 2007)
    • CF22 Investment Adviser (Trainee) (16 Jul 2004 to 18 Oct 2006)
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Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

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Recent activity

Updates to this firm's record on the FCA register.

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