Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • SPF Private Clients Limited (no longer approved here)

    FRN 189213

    • CF21 Investment Adviser (23 Dec 2002 to 31 Jul 2003)
    • CF22 Investment Adviser (Trainee) (10 Oct 2002 to 23 Dec 2002)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • CF21 Investment Adviser (20 Feb 2002 to 20 Sep 2002)
    • CF22 Investment Adviser (Trainee) (1 Dec 2001 to 20 Feb 2002)

Recent activity

Updates to this individual's record on the FCA register.

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