Spence & Partners Limited

• Principal Place of Business

  Spence & Partners

  27-37 Adelaide Street

  Belfast

  Northern Ireland

  BT2 8FE

  UNITED KINGDOM

  Phone

  +4402890412000

  Web

  https://www.spenceandpartners.co.uk

• Complaints Contact

  6/1 Culzean House

  36 Renfield Street

  Glasgow

  Glasgow City

  G2 1LU

  UNITED KINGDOM

  Phone

  +441413319970

• P2P Lending Advice

  For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance)

• Investment Advice (no pensions)

  For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

• Authorised to Operate

• Arranges Investments

  For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Subject to this activity being limited to a non-mainstream regulated activity
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Insurance Admin

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Investment Setup

  For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Subject to this activity being limited to a non-mainstream regulated activity
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Elizabeth Jessie Fergusson

  IRN EJF01053

  • CF1 Director (29 Jul 2008 to 31 Dec 2012)
• Fiona Margaret Boyd McKinnon

  IRN FMM01053

  • CF30 Customer (29 Nov 2012 to 18 Oct 2013)
• Hugh Dominic Nolan

  IRN HDN01001

  • SMF3 Executive Director (9 Dec 2019 to 30 Sep 2022)
  • CF1 Director (25 Apr 2016 to 8 Dec 2019)
• Ian Matthew Campbell

  IRN IMC01027

  • CF1 Director (25 Jun 2009 to 4 Apr 2017)
• Ian William Conlon

  IRN IWC01010

  • CF1 Director (1 Dec 2001 to 28 Oct 2008)
• Kerry Stafford-Spence

  IRN KXS00263

  • [FCA CF] Significant management (since 9 Dec 2019)
• Kim Mairs

  IRN KXM01264

  • CF1 Director (1 Dec 2001 to 29 Nov 2005)
• Marian Bronwen Elliott

  IRN MBE01016

  • CF30 Customer (29 May 2013 to 26 Jan 2015)
  • CF1 Director (29 May 2013 to 26 Jan 2015)
• Matthew Leatham

  IRN MXL00262

  • [FCA CF] Significant management (since 29 Jun 2020)
• Matthew Masters

  IRN MXM00532

  • [FCA CF] Manager of certification employee (since 10 Sep 2020)

No changes recorded yet.